Preparatory Commission for the PC-IX/B/WP.5
Organisation for the Prohibition 16 November 1994
of Chemical Weapons Original: ENGLISH
Ninth Session
(5 - 9 December 1994)
REVISED DRAFT OPCW HEALTH AND SAFETY POLICY
AND
HEALTH AND SAFETY POLICY OF THE PREPARATORY COMMISSION
1. Attached is the consolidated revised draft OPCW Health and Safety Policy as approved by the Commission at its Sixth Session (PC-VI/22, subparagraph 6.7 (a)).
2. This revised draft OPCW Health and Safety Policy will enter into force for the OPCW only after it has been formally adopted by the Conference of the States Parties.
3. At its Sixth Session the Commission also resolved to adopt the revised draft OPCW Health and Safety Policy, mutatis mutandis, as the Health and Safety Policy of the Preparatory Commission (PC-VI/22, subparagraph 6.7 (b)).
REVISED DRAFT OPCW HEALTH AND SAFETY POLICY
Table of Contents
1. Health and Safety Policy Statement
2. Introduction
3. Responsibilities
3.1 OPCW
3.2 OPCW Inspection Teams
3.3 Inspected States Parties
4. Organisation and Administration
5. General Principles
5.1 Risk Assessment
5.1.1 General Considerations on Risk Assessment
5.1.2 Chemical Hazard Data
5.1.3 Non-chemical Hazards
5.2 Risk Management
5.2.1 General Considerations on Risk Management
5.2.2 Detection and Monitoring
5.2.3 Protection
5.2.4 Contamination Control
5.2.5 Equipment
5.3 Health and Safety Requirements
5.2.1 OPCW Standards
5.2.2 National Health and Safety Standards
5.2.3 Local Health and Safety Considerations
5.2.4 Packaging and Transportation of Hazardous Chemicals
5.4 Health and Safety within the OPCW
5.4.1 Medical Support
5.4.2 General OPCW Building and Office Safety
5.4.3 Laboratory Safety
5.5 Health and Safety Principles during Inspections
5.5.1 Inspection Team Members
5.5.2 Health and Safety Considerations for Observers
6. Training
7. Waivers
8. Amendments
1. Health AND SAFETY policy statement
The OPCW attaches great importance to health and safety. The health and safety of all personnel who may be involved in or affected by its operations is paramount. All operations involving OPCW personnel will be accomplished in a manner which to the extent possible minimises exposure, affords reasonable safety to personnel, minimises operational risk and encourages good health. The Director-General of the OPCW will ensure that the policy on health and safety is implemented at all levels of the Organisation. The Director-General will review this policy and complementary health and safety documents at regular intervals and will take appropriate actions to amend them where necessary.
[Name]
Director-General of the
OPCW
[Date]
2. introduction
This document sets out the OPCW policy for health and safety for all OPCW personnel, operations, including inspections, and OPCW premises. The means by which this policy will be implemented is contained in the OPCW Health and Safety Regulations document. Guidance for implementation is contained in the OPCW Health and Safety Guidelines document. The general principles on health and safety set down in this document are mandatory.
3. Responsibilities
3.1 OPCW
3.1.1 The Director-General is responsible for the health and safety of OPCW personnel. The Director-General shall establish within the Organisation a Health and Safety Office, headed and staffed by appropriately qualified personnel, to ensure that the Health and Safety Policy and Regulations approved by the Conference of the States Parties are strictly adhered to. The Director-General shall issue and maintain OPCW Health and Safety Guidelines.
3.1.2 All OPCW personnel are required to abide by the Organisation's Health and Safety Policy and its associated Regulations. They shall also take reasonable care to protect their own health and safety, and that of other persons who might be affected by their acts.
3.1.3 The Head of the Health and Safety Office shall:
(a) develop guidelines and establish procedures in line with the approved OPCW Health and Safety Policy to ensure the health and safety of OPCW personnel;
(b) implement procedures for the screening, hiring, training, certification and re-evaluation of OPCW personnel as required in the areas of health and safety;
(c) have the power to delegate health and safety functions to suitably qualified members of inspection teams or other groups according to the requirements of the particular situation;
(d) when appropriate, request additional, suitably qualified personnel where unusually hazardous conditions prevail;
(e) monitor and regularly report to the Director-General on the implementation of the Health and Safety Policy and Regulations throughout the OPCW and on any incident or failure and recommend corrective action where necessary;
(f) seek cooperation, assistance and technical information from States Parties on health and safety issues; and
(g) advise on the procurement of health and safety equipment for the OPCW.
3.2 OPCW INSPECTION TEAMS
3.2.1 The inspection team leader is responsible for the health and safety of inspection personnel while engaged in an inspection. The team leader shall be assisted and advised by appropriately qualified health and safety personnel, as required, to ensure that all OPCW Health and Safety Policy and Regulations are properly implemented in the light of prevailing conditions in order to minimise health and safety risks. All inspection team personnel must be fully conversant with all OPCW health and safety requirements. The inspection teams will be provided with safety and medical staff as appropriate.
3.2.2 In carrying out their activities, inspectors and inspection assistants shall observe safety regulations established at the inspection site, including those for the protection of controlled environments within a facility and for personal safety without prejudice to the need also to comply with OPCW Health and Safety Regulations.
3.2.3 If at any time the inspection team cannot comply with OPCW Regulations the inspection activities will cease until such time as a waiver is granted in accordance with paragraph 7 below. In the case of difficulties, the provisions of paragraph 3.3.3 below shall apply.
3.2.4 Inspection team personnel are also responsible for their own safety and shall comply with advice from OPCW health and safety representatives at all times. At hazardous sites, inspection team personnel must remain constantly aware of their personal environment and must be alert to the activities of others in the immediate area. All members of an inspection team are required to comply with the OPCW Health and Safety Policy and Regulations and also with the inspected State Party national and site-specific health and safety policies and regulations, and, where appropriate, also with those of a relevant Host State.
3.3 INSPECTED STATES PARTIES
3.3.1 Inspected States Parties (or, where applicable, Host States) shall assign the highest priority to the health and safety of people and the protection of the environment. To this end, information on national safety and health standards, local health and safety requirements, disclosure of relevant known hazards, and the availability of on-site support shall, where reasonably practicable, be provided to the Technical Secretariat in advance of inspections. Where this is not practicable the appropriate health and safety information shall be included in the initial inspection team briefing.
3.3.2 An inspected State Party shall be responsible for ensuring that the health and safety risks are minimised and shall facilitate the conduct of the inspection in a safe manner. When, despite a high level of safety measures, a risk remains, the inspected State Party shall inform the inspection team leader of the level of risk.
3.3.3 An inspected State Party shall have the right to ensure compliance by all inspection team personnel with its national health and safety policy and regulations and with local, or site-specific requirements and regulations giving consideration to the need to protect national or site confidentiality and in this regard:
(a) whenever a national or site specific requirement is more stringent than the OPCW provisions or conforms with them, the inspected State Party shall either provide the resources needed to meet its standards or waive their enforcement;
(b) whenever an OPCW requirement is more stringent than the national or site-specific (Host State's) provisions, the inspection team leader shall have the right to require all OPCW inspection team members to conform to OPCW Policy and Regulations, as long as it does not infringe upon site-specific health, safety and confidentiality requirements. The team leader may also encourage all other personnel to comply with them as far as is reasonably practicable; and
(c) differences in the interpretation of the applicable health and safety policy and regulations that cannot be resolved on-site will be referred by the inspection team leader to the Director-General for resolution, taking due note of the requirement for confidentiality. In situations where the Director-General authorises the team leader to proceed, and the inspected State Party concurs, a clear division of responsibility shall be agreed, in respect to any incident or accident that might result. However, in order to ensure the control of the level of risk for the inspection team members and for the inspected site the inspection will not proceed unless the State Party has concurred. This is without prejudice to the obligations of a State Party to provide access to an inspected facility for the purpose of carrying out inspection activities, in accordance with the Convention.
4. Organisation and Administration
4.1 The efficient implementation of the OPCW Health and Safety Policy will require an in-house safety and medical capability. This shall take the form of a Health and Safety Office within the Organisation, with the right, when necessary and appropriate, of direct access to the Director-General in matters pertaining to the health and safety of OPCW personnel.
4.2 The Health and Safety Office's size and structure shall be sufficient to ensure that the OPCW Health and Safety Policy and Regulations can be fully implemented, both at the OPCW premises and in the field. The resources required will be related to the size, the location of the facilities and the composition of the Technical Secretariat, particularly the Inspectorate.
4.3 In the event of an internal dispute within the OPCW over health and safety issues which cannot be resolved in any other way, the Head of the Health and Safety Office shall refer the matter to the Director-General for resolution, taking due note of the requirement for confidentiality.
5. GENERAL PRINCIPLES
The Health and Safety Office will adopt a mode of operation based on the assessment and management of risk.
5.1 RISK ASSESSMENT
5.1.1 General Considerations on Risk assessment
A risk assessment will be conducted as part of inspection and activity planning in order to minimise health and safety risks. This assessment shall include, inter alia, an evaluation of environmental, structural, physical and chemical hazards as well as radiation, endemic diseases and appropriate ways of managing them. Where this evaluation implies undue knowledge of issues protected by confidentiality restrictions, the relevant components of the risk assessment in terms of level and measures to be adopted shall be provided by the inspected State Party. Risk assessments will be updated during inspections as appropriate. Risk assessment procedures will be standardised throughout the OPCW.
5.1.2 Chemical Hazard Data
The Health and Safety Office will maintain comprehensive chemical hazard data for scheduled chemicals and other hazardous chemicals.
5.1.3 Non-chemical Hazards
The OPCW Health and Safety Office will give attention not only to chemical hazards, but to any hazard which a working environment may present to OPCW personnel. The dangers of explosives in working areas, including unexploded ordnance, may be a particular hazard to OPCW personnel, and must receive attention in the health and safety plan for any activity. Attention will also be given to aspects such as radiation, noise, dust, mechanical, electrical and environmental hazards, the use of pressure vessels and lasers, etc.
5.2 RISK MANAGEMENT
5.2.1 General Considerations on Risk Management
The fundamental principle to be observed in any location or operation involving hazardous environments (such as hazardous chemicals or explosives) is to limit the potential exposure to a minimum number of personnel, for a minimum period of time, and to a minimum amount of the hazardous material consistent with safe and efficient operations.
5.2.2 Detection and Monitoring
Monitoring of the environment for the presence of hazards will be undertaken whenever possible, both before and during any operation. Monitoring shall be subject to national, site-specific and, when relevant, OPCW Regulations, as well as confidentiality. Approved monitors for Schedule 1 chemicals, preferably with alarms or, when appropriate, suitable, approved and agreed industrial equipment will be used at the inspection site to monitor the presence of hazardous chemical substances. When selecting monitoring devices, consideration must be given to national and, when relevant, OPCW standards.
5.2.3 Protection
(a) The use of protective clothing and equipment is the least desirable method of preventing exposure of personnel to hazardous chemicals. Efforts must be made to reduce dependence upon protective clothing and equipment in hazardous environments through the reasonable use of engineering and administrative controls such as ventilation, isolation, and elimination of all non-essential entries into hazardous areas. The appropriate risk assessment must demonstrate that such alternatives have been explored.
(b) In addition to the initial risk assessment based on available information on possible hazards, the selection and use of protective clothing and equipment will also be based on monitoring results and operational requirements, bearing in mind the physiological limitations imposed by certain environments.
(c) Keeping in mind that inspection teams will have to perform their duties in a wide range of locations and environments, the procurement of an appropriate range of safety and protective equipment is required. No OPCW personnel shall be in a toxic industrial or Schedule 1 chemical operating area without being issued with appropriate safety and ocular/cutaneous/respiratory protection equipment. Consideration must be given as required to other protective requirements (e.g. hard hats or safety shoes).
(d) All protective clothing and equipment used by OPCW personnel must be approved by the Director-General or his designated representative on the advice of the Health and Safety Office of the OPCW. Such approval shall be based upon appropriate tests and procedures for certification and the provision of certificates of approval. During an inspection any specific protective clothing and equipment used by OPCW personnel must be approved by the Director-General or his designated representative on the advice of the Health and Safety Office of the OPCW.
5.2.4 Contamination Control
All operations must be conducted with the objective of avoiding contamination, or limiting the spread of contamination where it already exists. If contamination is unavoidable, appropriate decontamination equipment and procedures will be used, as identified in the health and safety plan for the operation in accordance with standards approved by the Director-General.
5.2.5 Equipment
(a) During the equipment procurement process by the OPCW, due consideration shall be given to the provisions contained in this Policy and complementary OPCW health and safety documents. Equipment with the least amount of hazard to the operator that is consistent with specific inspection requirements shall be selected.
(b) All OPCW equipment (not covered by paragraph 5.2.3 (d)) for use in hazardous environments must be approved by the Health and Safety Office. Only equipment that sufficiently ensures the health and safety of OPCW personnel, in accordance with OPCW requirements, will be selected.
5.3 HEALTH AND SAFETY REQUIREMENTS
5.3.1 OPCW Standards
The means by which this policy will be implemented is contained in the OPCW Health and Safety Regulations. Guidance for the application of these Regulations is contained in the OPCW Health and Safety Guidelines document.
5.3.2 National Health and Safety Standards
(a) Considerable variation exists in national health and safety standards. The Head of the Health and Safety Office shall ensure that due regard is given to meet these standards by the OPCW during the planning and conduct of activities. The Health and Safety Office shall establish and maintain a database of the relevant, principal health and safety regulations of Member States. Subject to the approval of relevant national or local authorities, on the basis of inspected site safety and confidentiality, additional health and safety measures may need to be provided or arranged as appropriate to comply with OPCW standards.
(b) States Parties are obligated to render all possible agreed assistance to OPCW personnel in medical, health or safety-related issues. Where national health and safety standards are different from those adopted by the OPCW, the provisions of paragraphs 3.3 and 5.5.1 will apply.
(c) Inspections will be preceded by the preparation and adoption of a written health and safety plan that will include provision for compliance with required OPCW and, where appropriate, national health and safety standards. Decisions on the need to include health and safety personnel and equipment on the inspection will be based on the type of inspection and its location. Compliance with national standards and site regulations during all types of inspections, particularly in the absence of prior relevant agreement (e.g. challenge inspections or alleged use) will require discussion with representatives of the inspected State Party and the possible modification of the health and safety plan at the POE or at the site.
5.3.3 Local Health and Safety Considerations
(a) OPCW personnel engaged in inspection activities in various parts of the world will encounter varying degrees of health and safety risk. The Head of the Health and Safety Office must ensure that due regard is given to such variations during the planning and conduct of activities, and must also ensure that appropriate measures are contained in the written health and safety plan.
(b) Health and safety planning must take account of the unique requirements presented by specific types of OPCW inspections or other activities.
5.3.4 Packaging and Transportation of Hazardous Chemicals
The overall objective of packaging and labelling is to ensure that materials can withstand the risks of handling, the shocks of transportation, and can be correctly identified. Adequate packaging and labelling must be accomplished prior to any movement of hazardous substances or environmental samples, and must be in accordance with the relevant national or international codes or regulations.
5.4 HEALTH AND SAFETY WITHIN THE OPCW
5.4.1 Medical Support
(a) A comprehensive medical and health plan must be developed for the OPCW by the Health and Safety Office, and must take account of the health requirements for the OPCW as a whole. Its basic elements would include provision for preventive medicine measures, a protective programme, and up-to-date medical care/treatment/rehabilitation aspects. Effective procedures must be developed for emergency medical evacuation from deployment sites.
(b) A medical surveillance programme must be implemented, including pre-employment, periodic, episodic and termination examinations as appropriate for the job description of individual persons. The plan shall also contain procedures for the co-ordination of the efforts, rights and obligations of the medical service of the inspected State Party (or Host State) and of the medical representatives of an inspection team.
(c) A medical documentation system will be adopted that makes appropriate provision for the proper maintenance of personal medical records. Records will be maintained of cumulative exposures and monitoring/surveillance results during deployments, and a medical summary record will be compliled to accompany deployments for all personnel. Non-confidential statistical data on accidents, illness, etc. will be collected and provided to the management of the Technical Secretariat at regular intervals. All data concerning an inspector's health, including the dynamics of its changes, as well as information about acute and cumulative effects should be placed in a specially designed database.
(d) Medical support for OPCW operations will include provision for health maintenance based on local conditions, medical response to toxic exposures, and medical treatment and evacuation after accidents, trauma, and serious illness. A heat-illness prevention programme will be developed and implemented during all operations using protective clothing.
5.4.2 General OPCW Building and Office Safety
The OPCW Health and Safety Office will consider the health and safety of all OPCW personnel in all working environments. This extends from hazardous inspection locations to administrative offices. The Health and Safety Office will implement a comprehensive OPCW Building safety plan.
5.4.3 Laboratory Safety
Hazardous chemical operations and storage which are performed in the OPCW Laboratory will be subject to the OPCW Health and Safety Regulations. When operating in other national laboratories, the provisions of para. 3.3 above will apply. Regarding the OPCW Laboratory, due regard must be given to safe design features, access control, and good laboratory practice.
5.5 HEALTH AND SAFETY PRINCIPLES DURING INSPECTIONS
5.5.1 Inspection Team Members
To ensure the health and safety of inspection team members and of the inspected site without impairing confidentiality during all inspections, particularly challenge inspections, and subject to the provisions of the Convention, the following procedures shall apply whenever the inspected State Party deems appropriate:
(a) the use of any safety equipment shall be subject to agreement before the inspection begins. The agreement (e.g. facility agreement, managed access rules) shall be subject to the need to meet site-specific safety and confidentiality considerations in accordance with site safety rules and regulations, particularly when pertaining to sensitive areas of an inspected site;
(b) after reaching agreement on the use of health and safety equipment the inspected State Party will provide the health and safety equipment, including, inter alia, personal monitors, protective clothing and masks, provided the equipment meets OPCW standards and Regulations, as applicable; and
(c) at the end of an inspection, if the inspected State Party so requests, any piece of health and safety equipment involved in the inspection activities will be left on the site of the inspected State Party in order to comply with Health and Safety Regulations and/or in order to prevent the disclosure of confidential information. Where this provision is invoked, the inspected State Party shall make arrangements for the immediate replacement of the OPCW equipment. In the particular case of a challenge inspection, any replacement of health and safety equipment could be subject to the provisions of Article IX, para. 23.
5.5.2 Health and Safety Considerations for Observers
(a) Due to the unique situation of the observer participating in a challenge inspection, including the lack of control over health and safety background and training, neither the OPCW nor the inspected State Party can take full responsibility for the observer's health and safety. However, where reasonable and practical, the OPCW and the inspected State Party will provide the observer with medical care, assistance and information to ensure compliance with the OPCW health and safety plan for the inspection and any relevant national or site-specific regulations, as the inspected State Party deems appropriate. Costs so incurred shall be borne by the requesting State Party.
(b) The requesting State Party shall take all necessary measures prior to departure to prepare the observer within the area of health and safety, according to the identified or anticipated level of risk to be encountered during the challenge inspection. Documentation of such preparation (e.g. medical and training records, etc.) in the format specified in the OPCW Health and Safety Regulations shall be provided by the observer to the inspected State Party prior to the commencement of inspection activities. The inspected State Party shall provide the observer with, as appropriate, the same health and safety information as provided to the inspection team.
(c) The observer, with the guidance of the inspection team leader, shall at all times comply with the relevant provisions of the OPCW health and safety plan, as well as with any national or site-specific regulations. The observer cannot take any independent actions during inspections.
6. Training
6.1 Training is the single most important tool available to the OPCW to enable individuals to take responsibility for their own health and safety and to make optimum use of the equipment and procedures provided by the OPCW.
6.2 The Director-General of the OPCW is responsible for ensuring that health and safety protection issues are adequately covered in training programmes, and that re-training/update courses occur on a regular and adequate basis. Standards of training in safety-related subjects must be monitored by the Health and Safety Office of the OPCW, wherever such training may occur. The Director-General is responsible for the safety of training methods used by the OPCW, which must be approved by the Director-General or his designated representative on the advice of the Head of the Health and Safety Office.
6.3 Training in all safety-related procedures must be practically oriented, with an adequate theoretical background. For those personnel that need certification for the use of protective clothing and equipment, training must include test exposures to a challenge agent (using 2-Chlorobenzal malanonitrile [CS] or other suitable training agents). There must be emphasis on the development of equipment familiarity and confidence.
6.4 The OPCW shall provide specialist training modules for the training and qualification of OPCW health and safety personnel.
6.5 Safety-related training must be followed by assessment and
qualification of personnel.
6.6 It is essential that minimum proficiency standards for key safety-related activities are specified, achieved, and maintained. The range of activities for which an individual will be expected to maintain proficiency will depend on the duties assigned, and will be specified in the relevant post description. The Head of the Health and Safety Office will be responsible for ensuring that proficiency standards are met and maintained.
7. WAIVERS
7.1 A fundamental principle of the OPCW is strict adherence to its Health and Safety Policy and Regulations and the Health and Safety Guidelines, and the avoidance of all waivers.
7.2 In situations where it is necessary to deviate from strict compliance with the OPCW Health and Safety Regulations in order fully to meet the object and purpose of the Convention, a team leader may seek a temporary release from the Regulations. Any such release would have to be fully evaluated and justified in a formal request for the granting of a waiver by the Director-General on the advice of the Head of the Health and Safety Office.
7.3 Waivers may be granted only by the Director-General of the OPCW, who:
(a) will ensure the existence of compelling operational reasons for the granting of a waiver;
(b) will ensure that adequate compensatory or complementary measures are in effect, when applicable; and
(c) will take note of an inspected State Party's right to protect sensitive installations, and to prevent the disclosure of confidential information and data, not related to the Convention.
7.4 The Director-General may delegate waiver authority to a designated representative if he believes it to be necessary for operational reasons or to meet specific provisions of the Convention.
8. AMENDMENTS
8.1 Proposed amendments to the OPCW Health and Safety Policy shall be submitted by the Director-General to the Conference of States Parties for formal approval.
8.2 Proposed amendments to the OPCW Health and Safety Regulations shall be submitted to the Executive Council for approval pending confirmation by the next meeting of the Conference of State Parties.
8.3 Amendments to OPCW Health and Safety Guidelines, in line with the approved Policy and Regulations, shall be approved and implemented by the Director-General.
8.4 Once approved, amendments shall be implemented by the Director-General as soon as practicable, or in any case within 30 days.
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