OPCW Conference of the States Parties
First SessionC-I/DEC.74
Agenda item 1323 May 1997
 Original: ENGLISH


DECISION

PROGRAMME AND BUDGET

AND WORKING CAPITAL FUND

The Conference

Recalling that Article VIII, paragraph 21(a) of the Convention provides that the Conference shall consider and adopt at its regular sessions the programme and budget of the OPCW, submitted by the Executive Council in accordance with Article VIII, paragraph 32 of the Convention,

Noting that, in accordance with OPCW Financial Regulation 6.4, a Working Capital Fund shall be established in an amount and for purposes to be determined from time to time by the Conference,

Being aware that Article VIII, paragraph 7 of the Convention provides that financial contributions of States Parties to the Preparatory Commission shall be deducted in an appropriate way from their contributions to the regular budget of the OPCW,

Considering the draft OPCW programme and budget for 1997 submitted to the Conference by the Executive Council, as contained in EC/CRP.2 and Add.1,

Hereby:

1. Adopts the OPCW programme and budget for 1997 annexed hereto and

(a) appropriates, in Dutch Guilders, a total amount of Dfl. 88,873,800, Dfl. 29,714,700 for the chapter relating to administrative and other costs and Dfl. 59,159,100 for the chapter relating to verification costs, and authorises the Director-General to incur expenditures for 1997 not exceeding the total amount voted for each chapter;

(b) decides that the appropriations specified in subparagraph 1(a) above shall be financed from contributions by all States Parties in the total amount of Dfl. 88,773,800 in accordance with the scale of assessments for 1997 approved by the Conference, and from estimated interest income in the amount of Dfl. 100,000; and

(c) requests States Parties to pay their contributions to the OPCW's 1997 budget in full within thirty days of the receipt of the communication from the Director-General requesting the contribution.

2. Determines that the Working Capital Fund shall be established in the amount of Dfl. 10,000,000 for the purposes of ensuring initial capital for the OPCW to finance budgetary expenditures pending receipt of assessed contributions and

(a) appropriates, in Dutch Guilders, a total amount of Dfl. 10,000,000;

(b) decides that the appropriation specified in subparagraph 2(a) above shall be financed from advances by all States Parties in accordance with the scale of assessments for 1997 approved by the Conference ; and

(c) requests States Parties to pay their advances to the OPCW Working Capital Fund in full within thirty days of the receipt of the communication from the Director-General requesting the advance.

3. Decides to defer a decision on the deduction of financial contributions of States Parties to the Commission in accordance with Article VIII, paragraph 7 of the Convention until after the final audited financial statements of the Commission are presented to the Conference.

Annex

ORGANISATION FOR THE PROHIBITION

OF CHEMICAL WEAPONS

BUDGET

1997

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TABLE OF CONTENTS

EXECUTIVE SUMMARY

ORGANISATIONAL CHART

OVERVIEW AND INTRODUCTION (including definitions)

Chapter 1 ADMINISTRATIVE AND OTHER COSTS

Overview

Programme A.1 Executive Management

Section A.1.1 Director-General

A.1.2 Deputy Director-General

A.1.3 Internal Oversight

A.1.4 Legal

A.1.5 Policy-Making Organs and Subsidiary Bodies

A.1.6 Security

Programme A.2 Administration

Section A.2.1 Administration Management

A.2.2 Budget and Finance

A.2.3 Conference Services

A.2.4 General Services

A.2.5 Human Resources

A.2.6 Information Systems

Programme A.3 External Relations

Section A.3.1 External Relations Management

A.3.2 Government Relations and Political Affairs

A.3.3 Protocol and Visa

A.3.4 Media and Public Affairs

A.3.5 Industry Relations

Programme A.4 International Cooperation and Assistance

Section A.4.1 International Cooperation and Assistance Management

A.4.2 Assistance and Protection

A.4 .3 International Cooperation

Programme A.5 Common Services not Distributed to Programmes

Chapter 2 VERIFICATION COSTS

Overview, Detailed Assumptions and Costs of Verification

Programme V.1 Verification

Section V.1.1 Verification Management

V.1.2 Confidential Information Monitoring and Archiving

V.1.3 Processing of Verification Information

V.1.4 Declarations Validation and Evaluation

V.1.5 Policy and Review

V.1.6 Industry Verification and Chemical Demilitarisation

V.1.7 Technical Support

V.1.8 Training

Programme V.2 Inspection Personnel Management and Field Operations (Inspectorate)

Section V.2.1 Inspectorate Management

V.2.2 Operations and Planning Centre

V.2.3 Inspection Team Personnel Management

V.2.4 On-Site Inspection Costs for Chemical Weapons Facilities

V.2.5 On-Site Inspection Costs for Old and Abandoned Chemical Weapons

V.2.6 On-Site Inspection Costs for Schedule 1 Facilities

V.2.7 On-Site Inspection Costs for Schedule 2 Facilities

V.2.8 On-Site Inspection Costs for Schedule 3 Facilities

V.2.9 Interpretation during Inspections and Systematic Verification

TABLES OF RESOURCE REQUIREMENTS BY PROGRAMME AND MAIN OBJECT OF EXPENDITURE TOGETHER WITH PRELIMINARY ESTIMATES FOR 1998

Table 1 Summary By Programme

Table 2 Summary By Main Object of Expenditure

Table 3 Administrative and Other Costs By Programme

Table 4 Administrative and Other Costs By Main Object of Expenditure

Table 5 Verification Costs By Programme

Table 6 Verification Costs By Main Object of Expenditure

Small numbers throughout the text refer to annotations, which contain explanations or further details. The Conference did not review or approve the final version of these, but they are available, in English only, upon request.

EXECUTIVE SUMMARY

1. The 1997 Budget for the OPCW is for the eight-month period from 29 April 1997, the date of entry into force of the Chemical Weapons Convention, to 31 December 1997.Preliminary, projected figures for 1998 are also shown throughout this 1997 Budget document, but are illustrative in nature. The presence of the 1998 figures in this Budget does not prejudge any decisions on the 1998 OPCW Budget.

OPCW POSTS                                     1997        1998  
Posts approved by the Commission,               373         373  
including 140 inspectors from                                    
Training Group A                                                 
Additional posts requested for 1997              32          32  
Inspectors from Training Group B                             71  
joining in 1998                                                  
Total                                           405         476  

Posts Programmes A.1 - A.5                      166         166  
Posts Programmes V.1 - V.2                      239         310  
Total                                           405         476  

OPCW BUDGET1                                  1997        1998  
                                        Dfl.(000s)  Dfl.(000s)  
Administrative and other costs            32,068.5    43,738.4  
Verification costs                        56,805.3   116,802.4  
Total                                     88,873.8   160,540.8  

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OVERVIEW AND INTRODUCTION

1.1 The Executive Council, in accordance with subparagraph 32(a), Article VIII, of the Chemical Weapons Convention ("the Convention") is submitting the draft programme and budget ("the Budget") of the Organisation for the Prohibition of Chemical Weapons (OPCW) to the Conference of the States Parties (EC/CRP.2) and recommends that the Conference approve it. This Budget, covers the period from entry into force (EIF) on 29 April 1997 through 31 December 1997. The Budget also contains projected figures for the 1998 budget, but these are preliminary in nature and incomplete for some programmes. The presence of the 1998 figures in this Budget does not prejudge any decisions on the 1998 OPCW Budget. The Paris Resolution, namely in subparagraph 11(a) charged the Commission with "preparation of programme of work and budget of the first year of activities of the Organisation" and in subparagraph 11(b), charged it with the "preparation of detailed budgetary provisions for the Organisation taking into account that the budget shall comprise two separate chapters, one relating to administrative and other costs, and one relating to verification costs." The Commission was unable to reach consensus on a recommendation. The Executive Council considered a "Note by the Executive Secretary, Proposal for the Draft OPCW Budget" (PC-XVI/A/WP.2, 8 May 1997), which contained the draft text of a programme and budget considered extensively but not agreed to by the Commission.

1.2 As required by the Convention, the Budget is divided into two chapters. Chapter 1, Administrative and Other Costs, contains five programmes, whereas Chapter 2, Verification Costs, contains two programmes. Each programme is subdivided into sections, which in some cases are once again subdivided into "items". Some programmes and sections correspond to a functional unit, whereas others cut across functional units.

1.3 The OPCW Financial Regulations (C-1/DEC/3) direct that an overview and introduction to the budget describe:

(a) the objectives identified for the work to be financed by the budget;

(b) the basic assumptions having budgetary implications;

(c) the detailed assumptions having budgetary implications; and

(d) overall budgetary growth proposed (real and nominal) together with a brief explanatory statement.

This overview and introduction describe (a) and (b) above. Subparagraph (c), on detailed assumptions, seems to fit more logically into the programmes to which it applies. Subparagraph (d), on overall growth, will apply to subsequent budgets. The Overview and Introduction also contain sections on the principles and procedures adopted for costing the OPCW Budget and on a description of the structure of the Budget.

Objectives

1.4 The objectives listed below, for the most part drawn from the Convention, apply to the Secretariat as a whole. Individual programmes and sections of the Budget contain more detailed objectives.

(a) To carry out functions entrusted to the OPCW under the Convention as well as those functions identified by the Conference and the Executive Council.

(b) To assist the Conference of the States Parties (CSP) and the Executive Council in the performance of their functions (VIII 37).

(c) To prepare and submit to the Executive Council the draft programme and budget of the Organisation (VIII 38(a)).

(d) To prepare and submit to the Executive Council the draft report of the Organisation on the implementation of the Convention and such other reports as the Conference or the Executive Council may request (VIII 38(b)).

(e) To provide administrative and technical support to the Conference, the Executive council and subsidiary organs (VIII 38(c)).

(f) To assist in managing the organisation and functioning of the Scientific Advisory Board (VIII 21(h) and 45).

(g) To carry out the verification measures provided for under the Convention (VIII 37).

(h) To provide technical assistance and technical evaluation to States Parties in implementing provisions of the Convention, including the evaluation of scheduled and unscheduled chemicals (VIII 38(e)).

(i) To negotiate with States Parties, subject to approval by the Executive Council, agreements or arrangements relating to implementing verification activities (VIII 39(a)).

(j) To inform the Executive Council of any problem that has arisen with regard to the discharge of the Technical Secretariat's functions, including doubts, ambiguities or uncertainties about compliance (VIII 40).

(k) To coordinate the establishment and maintenance of permanent stockpiles of emergency and humanitarian assistance in accordance with Article X (VIII 39(b)).

(l) To administer the voluntary fund in accordance with Article X (VIII 39(c)).

(m) To foster international cooperation for peaceful purposes in the field of chemical activities (VIII 21(g)).

(n) To address and receive communications on behalf of the Organisation to and from States Parties on matters pertaining to the implementation of the Convention (VIII 38(d)).

(o) To appoint staff and to manage the overall organisation and functioning of the Technical Secretariat (VIII 44).

(p) To ensure the protection of confidential information (ConfA 2).

(q) To establish a stringent regime governing the handling of confidential information (ConfA 2).

(r) To report annually to the Conference on the implementation of the regime governing the handling of confidential information by the Technical Secretariat (ConfA 3).

(s) To establish an internal oversight mechanism which will include internal audit.

1.5 Basic assumptions having budgetary implications

(a) Approximately one hundred States will have become States Parties by the end of 1997.

(b) The expected deposit by the Russian Federation of its instrument of deposit will occur at a date in 1997 to permit the deferral of most mandatory inspections until early 1998.

(c) The Conference of the States Parties will meet for no more than four weeks in the first year, including the First Session and an annual session. The Executive Council may meet at the same time as the Conference of the States Parties.

(d) The Executive Council, any subordinate bodies to be established by the Conference, the Scientific Advisory Board and the Commission for the Settlement of Disputes will, in toto, meet for no more than a total of 68 working days during 1997, including the four weeks mentioned in (c) above.

(e) From May through December 1997, there will be a staff turnover of 5% for various reasons; accordingly, the OPCW Budget will include funds for recruitment and entry into service of their replacements, and separation costs for the retiring staff members.

(f) New staff for the Secretariat will be appointed at the lowest grade at which personnel with suitable qualifications and experience can be recruited, taking into account the duties of the position and the level of responsibility associated with it. Maximum use will continue to be made of local hires in recruiting general services staff.

(g) The expenditure of funds allocated for the appointment of new professional personnel will be incurred taking into account the requirement of the Convention that staff be recruited on as wide a geographical basis as possible.

(h) The Budget will be sufficient to permit the Organisation to fulfil its programme.

1.6 Budget Section A.1.4. (Legal) and Programme A.4 (International Cooperation and Assistance) and the Overview to Chapter 2 contain detailed assumptions.

Principles and procedures adopted to cost the first OPCW Budget

Salaries and common staff costs

1.7 Budget proposals for salaries and common staff costs are based on standard costs which have been recalculated in the light of actual statistical data from the PTS with regard to the average salary step and the average number of dependants within the professional and the general service (GS) staff, as well as of the weighted average standard costs of General Service Principal Level (GS-PL) and GS Other Level (GS- OL) staff, the percentage of international recruits within the GS staff, and the average cost of each element of the common staff costs.

1.8 The standard salary costs were calculated on the basis of the prevailing salary scales of the United Nations common system. The salaries of the professional (P) and higher categories were calculated at the average step III. The salaries of GS-PL were calculated at step III, representing the weighted average salary costs of levels GS-6 and GS-7. The salaries of GS-OL were calculated an average step III, representing the weighted average salary cost of levels GS-2 to GS-5.

1.9 The common staff costs have been computed on the basis of the following assumptions:

(a) the average number of dependants for each staff member in the P category is two and in the GS category one and one-half;

(b) 5% of the GS posts are international recruits with the entitlements that this status entails; and

(c) the turnover of staff during the first year of the OPCW will be 5% of the internationally recruited staff.

1.10 The common staff costs are allocated to both programmes and sections as appropriate, and consist of the following items:

                                          
(a)   Contributions to the Provident      
Fund                                      
(b)   Contributions to medical            
insurance plan                            
(c)   Non-removal allowances              
(d)   Dependency allowances               
(e)   Education grants                    
(f)   Rental subsidies                    
(g)   Cost of new staff appointments      
(h)   Representation allowances           
(applicable to D-2 and above)             
(i)   Home leave                          
(j)   Cost of expected staff turnover     
(k)   Maternity leave                     
                                          

Inflation

1.11 The costing of budgetary provisions for 1997 and projections for 1998 has not taken into account any increase for inflation.

Income (excluding assessments)

1.12 Miscellaneous income comprises mainly interest income from investments of temporary surplus cash and rent paid for the first three years by the OPCW Foundation for the OPCW Laboratory and Equipment Store. Interest income is estimated at Dfl. 100,000. Rent for the OPCW Laboratory and Equipment Store is estimated on the basis that it will be Dfl. 156,000 for the twelve-month period 1 March 1997 - 28 February 1998, and that it is indexed annually. Prorated for 1997, the rent amounts to Dfl. 100,000.

Structure of the programme and budget

1.13 The Financial Regulations require a breakdown of each budget chapter by programme, providing for each programme:

(a) an overview statement;

(b) a statement of responsibilities;

(c) a statement of objectives;

(d) the proposed activities to be performed, listed in order of priority and divided by section, where appropriate, with a brief description;

(e) the appropriations required, by section and by main object of expenditure; and

(f) comparison between the budgets of the current and previous financial periods.

1.14 In most cases in this Budget, subparagraphs 1.13(a) - (c) above have been combined into a single statement, entitled Objective. Comments on earlier drafts of this Budget confirmed that the above distinctions were often artificial and led to confusion. Given the beginning nature of the OPCW, prioritising in accordance with subparagraph 1.13(d) above has proved difficult in some cases. The text of the Budget provides appropriations by programme and, where appropriate, by section as per subparagraph 1.13(e) above, whereas the tables provide details by main object of expenditure. Subparagraph 1.13(f) will apply to later budgets.

1.15 Administrative and Other Costs has five programmes, which are further broken down into twenty budget sections. Verification Costs has two programmes, which are broken down into seventeen budget sections, some of which are further subdivided into budget "items". This Budget provides financial details only for budget sections within Programme A.2. Future budgets may provide a breakdown for more budget sections. Programmes usually coincide with an organisational unit - a division. Budget sections often coincide with branches within a division. Some branches have organisational subdivisions called "sections" but these should not be confused with budget sections. Perhaps the Financial Regulations might have used the term "sub-programme" rather than section, but this Budget nonetheless adheres to the term specified in the Regulations.

1.16 In respect of personnel resources, all requests for change are relative to the staff establishment of posts as approved by the Commission for Parts I and II of the 1996 Budget (230 posts) plus three posts approved for hire at EIF as well as posts for 140 inspectors. The remaining 71 inspectors will not join the establishment until 1998. This Budget provides for adding a further 32 posts (marked with an asterisk *) to the establishment. Including inspectors, the proposed number of posts will be 405 in 1997, increasing to 476 in 1998.

1.17 The Director-General in Document C-I/DG.3 expressed his hope that "States Parties and signatory States will be able to agree that . . . he should be permitted a certain degree of flexibility, within limits and consistent with the OPCW Financial Regulations and Rules and Staff Regulations and Rules, in relation to expenditures and the staff structure in order to take account of developments which cannot be foreseen at this stage". In Document C-I/DG.5, the Director-General announced his "intention to conduct a thorough review of the placement of existing posts and functional units within the Organisation to ensure that their placement properly serves the needs of the new Organisation." In presenting the members of the top structure of the Secretariat, he stated that it was his "intention to closely work with the above-mentioned members of my staff, who will report directly to me and my Deputy Director-General on as regular a basis as possible."

(Extract from OPCW Financial Regulations)

DEFINITIONS

2.1 The OPCW's financial period shall be the calendar year.

2.2 For the purpose of these Regulations and any Financial Rules and Directives issued hereunder, the definitions set out below shall apply.

Appropriations shall mean the aggregate of the expenditure authorisations approved by the Conference of the States Parties for the regular budget of the OPCW for a financial period against which obligations may be incurred for the purposes specified by the Conference of the States Parties.

Budget Chapter shall mean either: that part of the budget relating to administrative and other costs; or that part of the budget relating to verification costs.

Budget Programme shall mean a subsidiary of the budget chapter which represents a group of activities having a common objective in the programme and budget.

Budget Section shall mean a subsidiary of the budget programme, grouping together activities with common detailed objectives in the programme and budget.

Expenditure shall mean the sum of disbursements and unliquidated obligations.

Funds shall mean an independent accounting entity established pursuant to these Regulations for a specified purpose.

Obligation shall mean entering into a contractual agreement or other transaction involving a liability against which authority has been given.

Object of Expenditure shall mean a component of expenditure comprising, amongst other things, the following: salaries; common staff costs; overtime; contractual services; consultants' costs; temporary assistance; general operating expenses; data processing equipment; inspection equipment; and laboratory supplies.

Programme and Budget shall mean that document which sets out the OPCW's activities, objectives, and aims - together with the resource requirements - for a defined financial period.

Regular Budget Fund shall mean that fund established in accordance with Article VIII of the Chemical Weapons Convention to finance the OPCW's verification, administrative and other costs from the financial contributions of States Parties.

Transfer shall mean an increase in a budget chapter, a budget programme or a budget section within a budget programme offset by decreasing by the same total amount another budget chapter, budget programme or budget section within a budget programme.

Voluntary Contributions shall mean those resources, whether in cash or in kind, provided by donors to fund either the Voluntary Fund for Assistance or activities specified by the donor.

CHAPTER 1

ADMINISTRATIVE AND OTHER COSTS

OVERVIEW

          Programme A.1 Executive Management             
A.1.1     Director-General                               
A.1.2 -   Deputy Director-General                        
A.1.3 -    Internal Oversight                            
A.1.4 -   Legal                                          
A.1.5     Policy-Making Organs and Subsidiary Bodies     
A.1.6     Security                                       
          SUBTOTAL                                         6,323,900     11,542,900  
             Programme A.2 Administration                
A.2.1     Administration Management                      
A.2.2     Budget and Finance                             
A.2.3     Conference Services                            
A.2.4     General Services                               
A.2.5     Human Resources                                
A.2.6     Information Systems                            
          SUBTOTAL                                        14,241,800     16,012,300  
           Programme A.3 External Relations              
A.3.1     External Relations Management                  
A.3.2     Government Relations and Political Affairs     
A.3.3     Protocol and Visa                              
A.3.4     Media and Public Affairs                       
A.3.5     Industry Relations                             
          SUBTOTAL                                         1,814,900      2,706,200  
Programme A.4  International Cooperation and Assistance  
A.4.1     International Cooperation and Assistance       
          Management                                     
A.4.2     Assistance and Protection                      
A.4.3     International Cooperation                      
          SUBTOTAL                                         2,354,300      4,555,500  
  Programme A.5  Common Services  not Distributed to     
                      Programmes                         
          SUBTOTAL                                         7,333,600      9,331,500  
Total Administrative and Other Costs                        32,068.5       44,148.4  
Personnel Resources                                         16,161.2       24,250.5  
Other Resources                                             15,907.3       19,897.9  

Programme A.1

Executive Management

1. Objective

To establish the Technical Secretariat, appoint its staff, direct its activities, and ensure financial and programme accountability; to ensure the protection of confidential information; to assist the Conference, the Executive Council and subsidiary bodies in the performance of their functions and to carry out the other functions entrusted to the Technical Secretariat under the Convention as well as those functions delegated to it by the Conference and the Executive Council.

2. Programme

The programme consists of six budget sections.

No.      Section                                  
1.1      Director-General                         
1.2      Deputy-Director-General                  
1.3      Internal Oversight                       
1.4      Legal                                    
1.5      Policy-Making Organs and Subsidiary      
         Bodies                                   
1.6      Security                                 

3. Summary of resources

Executive Management

                                   1997        1998      
Salaries and CSC (43)               4,799,700    8,243,700  
Other                                                       
(a)   Official travel              114,700      172,000  
(b)   Consultants                   90,000      135,000  
(c)   Health and Safety            476,200      407,600  
(d)   Quality Assurance             87,700      108,000  
(e)   Security                     755,600    2,476,600  
      Subtotal other             1,524,200    3,299,200  
TOTAL                            6,323,900   11,542,900  

Section A.1.1

Director-General

1.1.1 Objective

To supervise the staff and manage and coordinate the overall budgets, plans and operations of the Organisation and ensure financial accountability for all programmes.

1.1.2 Tasks

Appoint the initial staff and establish internal policy, plans and procedures; in consultation with States Parties, appoint members of the Scientific Advisory Board, who shall serve in their individual capacities.

1.1.3 Personnel resources

  Office of the Director-General    
No    Grade            Post          
1     USG       Director-General     
1     P-5       Chief of Cabinet     
1     P-5       Special Adviser      
1     GS-PL     Personal Assistant   
1     GS-OL     Senior Secretary     
5                                    

1.1.4 Other resources

Office of the Director-General   

Page: 13
The Director-General administers the appropriations for official travel for the entire programme. As part of his/her duties the Director-General, together with one or more members of his/her office, will make official visits to a certain number of States Parties each year, as well as to the United Nations, the IAEA, and other international organisations, to conduct liaison, attend conferences or engage in other official business.
(a)   Official travel               60,000     90,000  

Page: 13
This appropriation provides the Director-General with the flexibility to engage the temporary services of consultants on issues that may require expert advice not otherwise available to the Secretariat.
(b)   Consultants                   40,000     60,000  
Total                             100,000    150,000  

Section A.1.2

Deputy Director-General

1.2.1 Objective

Under the supervision of the Director-General, manage and coordinate the functioning of the staff, budgets, plans, and operations of the Administration, External Relations, International Cooperation and Assistance and Verification Divisions and the Inspectorate.

To provide the OPCW with a comprehensive, quality assured occupational health and safety service, implement the OPCW Health and Safety Policy, Regulations, and Guidelines; and support the Assistance and Protection Branch

1.2.2 Tasks

Supervise, as authorised by the Director-General, the carrying out of the tasks of the Divisions of the Secretariat and manage the tasks listed below of the Health and Safety Branch.

Item A. Health and safety support the Verification Division and to the Inspectorate to acquire the necessary health and safety equipment and infrastructure, oversee and perform medical examinations for recruitment and maintenance of medical standards, ensure adequate health and safety training, establish health and safety information resources, provide health support for duty travel, provide consultation and counselling services to staff experiencing problems, and ensure the effective implementation of the OPCW Health and Safety Policy, Regulations, and Guidelines.

Item B. Health and safety support to the rest of the OPCW: services are the same items as listed above, but focus is on health and safety in OPCW premises and non- inspection duty travel.

Item C. Health and safety support to the Assistance Protection Branch: coordinate with the Branch (International Cooperation and Assistance Division) for maintaining a safety and medical capability to support an assistance evaluation mission.

1.2.3 Personnel resources

Item A are verification-costs (Chapter 2) and Item B administrative and other costs (Chapter 1).

   No.        Grade                Post             
      Office of the Deputy Director-General        

Page: 15
Section A.1.2 Office of the Deputy Director-General
    1      D-2           Director                   
    1      P-5           Planning Officer           
    1      P-4           Assistant to the Director  

Page: 15
1.2.3 Budget Coordinator (GS-PL). The budget for Programmes V.1 and V.2 will comprise the major share of the OPCW budget. The budget coordinator's principal duty will be to monitor the rate of expenditure of these budgets on a daily basis, for which the Budget and Finance Branch lacks adequate personnel. The coordinator would also assist in other administrative tasks. [12 month cost Dfl. 75,900].
   1*      GS-PL         Budget Analyst             
    1      GS-PL         Personal Assistant         
Health and Safety Branch (estimated staff years )  Item A    Item B    
   1      P-5        Health and Safety Adviser       0.7       0.3       
   1      P-4        Senior Medical Officer          0.7       0.3       
   1      P-4        Senior Safety Officer (CW)      0.9       0.1       
   1      P-4        Senior Safety Officer           0.9       0.1       
                     (Industry)                                          
   1      P-3        Safety Officer (CW)             0.8       0.2       
   1      P-3        Safety Officer (Industry)       0.8       0.2       
   1      GS-OL      Secretary                       0.7       0.3       
   1      GS-OL      Clerk (Health Records)          0.7       0.3       
   1      GS-OL      Nurse                           0.7       0.3       
   1      GS-OL      Clerk (Industry Safety          0.8       0.2       
                     Support)                                            
   1      GS-OL      Technical Assistant (CW         0.9       0.1       
                     Safety Support)                                     
   16                                                                    

1.2.4 Other resources

Office of the Deputy Director-General               1997                         1998  

Page: 15
1.2.4 Travel. The estimated average travel costs are at Dfl. 4,000 per official visit. These funds are designed to budget, inter alia, the following activities: a total of 13 visits for the Office of the Deputy Director-General, including the Health and Safety Branch. [Dfl. 52,000 for 12 months or Dfl. 34,700 for 1997]
(a)     Travel                                     34,700                       52,000  
        Subtotal                                   34,700                       52,000  
Health and Safety Branch                 1997                        1998              

Page: 15
Section A.1.2 - Health And Safety

In all calculations, totals were rounded off to the nearest Dfl. 100. Where expenses are noted as proratable, the total reflects an 8-month prorated figure.

ITEM A                                                                         
1.2.4(a) Health and safety equipment.  This equipment is      1997     1998    
required to establish the clinical medical ability of the                      
Health and Safety Section, and to implement safety                             
programmes in OPCW premises (including the Laboratory)                         
(i) Clinical medical equipment for conducting medical          34,000  0       
examinations, lung function testing, electrocardiograms,                       
and for basic procedures (e.g. vaccinations)   once only                       
expense. Not proratable.                                                       
(ii) Replacement of disposable items (e.g. syringes,          2,000    3,000   
needles, dressings) Annual expense prorated for 1997.                          
(iii) Environmental monitoring equipment for internal OPCW    34,500           
workplace assessment and laboratory safety, once-only                          
expense. Not proratable.                                                       
(iv) Radiation monitoring equipment (dosicards) for           16,500           
handling and storage of NIPPS radioactive sources on OPCW                      
premises. Once-only expense. Not proratable.                                   
(v) Equipment maintenance (15% of cost of maintainable        8,700    13,000  
items). Annual expense prorated for 1997.                                      
Subtotal 1.2.4(a). Health and safety equipment                95,700   16,000  

ITEM A                                                                          
1.2.4(b). Pharmaceutical supplies.  Calculations are based    1997     1998     
on the assumptions stated below.                                                
Inspection-related supplies:                                  Dfl.     Dfl.     
(i) All Training Group B inspectors (71) require typical               17,800   
frequent traveller profile @ Dfl. 250 - once-only expense.                      
Not proratable.                                                                 
(ii) 20% of inspectorate (28 in 1997; 42 in 1998) will        1,700    2,500    
require an additional vaccination for specific destinations                     
@ Dfl. 60. Not proratable.                                                      
(iii) 20 additional HQ staff will require frequent            3,300    5,000    
traveller vaccination cover @ Dfl. 250.  Annual cost of                         
Dfl.5,000 prorated for 1997.                                                    
(iv)  Malaria prophylaxis:  10% of inspections (22 in 1997,   13,200   24,000   
40 in 1998) will occur in malaria areas, with 10 team                           
members requiring cover @ Dfl. 60 each                                          
Subtotal inspection-related supplies                          18,200   49,300   
General supplies                                                                
(i)  5 individual travel medical kits @Dfl. 180 (bringing     900               
total stock to 15) Once only expense:. Not proratable                           
(ii)  4 personal water filters @ Dfl. 150 (bringing total     600               
stock to 10) Once only expense. Not proratable.                                 
(iii)  Maintenance/replacement of medications and filters      900     1,400    
in travel kits and water filters (30% of stock value/per                        
annum). Annual expense of Dfl. 1,400 prorated for 1997.                         
(iv)  (Assuming that 35 non-inspection duty travel trips      1,400    2,100    
will occur in malaria areas with one person per trip                            
requiring cover @ Dfl. 60. Annual expense of Dfl. 2,100                         
prorated for 1997.                                                              
Subtotal General Supplies.  Of this subtotal for general      1,700    3,300    
supplies (Dfl. 3,800 for 1997, 7,300 for 1998), Dfl. 1,700             7,300    
are assumed to be verification-related (therefore appearing                     
in this section), and 55% or Dfl. 2,100 are covered by                          
non-verification travel.  The HQ staff ratio balance is                         
approximately 45% for the Verification [Department], and                        
55% for other units.                                                            
Subtotal: 1.2.4(b). Pharmaceutical supplies.                  22,000   56,600   

ITEM A                                                                          
1.2.4(c). External medical services                           1997     1998     
               Verification costs:                            Dfl.     Dfl.     
(a)  50 screening medicals for Training Group B at the        28,000            
standard UN budget rate of Dfl. 560 - once-only expense                         
during late 1997:  Not proratable.                                              
                                                                                
(b)   All inspectors (140 in 1997;211 in 1998) and 25% of     25,100   35,700   
109 HQ verification staff (27) will require annual/periodic                     
medicals with external laboratory tests totalling Dfl. 150                      
each - annual not proratable.                                                   
                                                                                
(c)  Biological monitoring:  All inspectors (140 in           10,200   15,300   
1997;211 in 1998) require a baseline cholinesterase at Dfl.                     
15 each (with at least two, and in 50% of cases, three,                         
tests needed to establish baseline).  All inspectors need                       
basic opthalmological screening at Dfl. 35 each - Annual                        
not proratable expense.                                                         
                                                                                
(d)  10% of inspectors (14 in 1997, 21 in 1998) will need     14,000   21,000   
heat stress sensitivity screening @ Dfl. 750 each due to a                      
risk profile, and a further 10% of inspectors will have                         
heat stress sensitivity examinations to act as a pool                           
certified for strenuous IPE activities (@ Dfl. 250 each) -                      
50% of this is an annual not proratable expense.                                
                                                                                
(e)  Assuming a 10% annual turnover rate for the 109 HQ                         
Verification staff (and an equal number of international                        
versus local recruits), and a 10% turnover of inspectors -                      
proratable expense:                                                             
                                                                                
(i) new inspectors (10 in 1997 and 21 in 1998) will require   5,600    11,800   
international recruitment screening @ Dfl. 560 each.                            
                                                                                
(ii)  21 departing inspectors and 16 departing HQ             3,700    5,600    
Verification staff will require discharge screening @ Dfl.                      
150 - Annual expense of Dfl. 5,600 prorated for 1997.                           
                                                                                
(iii)  6 new HQ verification staff will require               2,300    3,400    
international recruitment screening @ Dfl. 560 - Annual                         
expense of Dfl. 3,400 prorated for 1997.                                        
                                                                                
(iv)  6 new HQ verification staff will require local          600      900      
recruitment screening @ Dfl. 150 each. Annual expense of                        
Dfl. 900 prorated for 1997                                                      
                                                                                
(f)  Development of guidelines for protective clothing use.   20,000            
As the development of heat stress is a potentially fatal                        
consequence of wearing protective clothing in hot                               
conditions, guidelines for heat exposure limitation need to                     
be established for the IPE being used by the OPCW.                              
Specialist consultants will be used for this purpose -                          
once-only expense:                                                              
          General costs:                                                        
(g)  Consultancy fees:  The services of an external medical   11,200   16,800   
consultant are used to advise the H&S Section on matters                        
involving the local medical infrastructure, for liaison                         
with local medical practitioners and facilities, and to                         
assist with staff counselling.  The fees for such services                      
are typically Dfl. 250 per hour - annual expense of Dfl.                        
24,000; prorated for 1997: Dfl. 16,000. As the total staff                      
ratio balance is approximately 70% Verification                                 
[Department], and 30% other units, 70% of the 1997 cost, or                     
Dfl. 11,200, is assumed to be verification-related                              
(therefore appearing in this section), and 30%, or                              
Dfl. 4,800, is included under non-verification costs (see                       
under Item B below).                                                            
                                                                                
(h)  Replacement of departing HQ staff from non-ratifying                       
countries:  It is assumed that 50 HQ staff will be replaced                     
(with 35 being international and 15 being local recruits) -                     
once-only expense:                                                              
(i)  35 new HQ staff will require international recruitment   19,600            
screening @ Dfl. 560 each.                                                      
(ii)  15 new HQ staff will require local recruitment          2,300             
screening @ Dfl. 150 each.                                                      
45% of this subtotal of Dfl. 21,900 ((h) (i) and (ii)         9,900             
above), i.e. Dfl. 9,900, is assumed to be                                       
verification-related (therefore appearing in this section),                     
and the remaining 55% (Dfl. 12,000) is covered under                            
non-verification external medical services.  The HQ staff                       
ratio balance is approximately 45% for the Verification                         
[Department], and 55% for other units.                                          
                                                                                
Subtotal 1.2.4(c). External medical services                  152,500  110,500  

ITEM A                                                                          
1.2.4(d) First aid services                                                     
(a).  The organisation currently maintains 5 small and 3                        
large first aid kits distributed around the PTS/OPCW                            
workplaces, costing Dfl. 120 and 200 respectively to stock.                     
(i) 5 new small kits are required for the interim             600               
accommodation premises - once-only expense.                                     
(ii) 30 % of the total stock value should be budgeted for     400      600      
annual replacement - proratable. Annual expense of Dfl. 450                     
prorated for 1997.                                                              
                                                                                
(b)  First aid training is provided to maintain a body of     10,000            
registered first aiders in the workplace (in accordance                         
with Netherlands requirements).                                                 
                                                                                
Of this total of Dfl. 11,000, Dfl. 7,800 are assumed to be                      
verification-related (therefore appearing in this section),                     
and 30% (Dfl. 3,300) are covered under non-verification                         
costs.                                                                          
Subtotal 1.2.4(d). First aid services                         7,800             

ITEM A                                                        1997     1998     
1.2.4(e).  Professional registration and liability insurance  Dfl.     Dfl.     
                                                                                
(a) All 11 medical personnel (2 doctors and 1 nurse at HQ,    2,200    2,200    
4 doctors and 4 paramedics in the Inspectorate) must                            
maintain professional registration @ approx. Dfl. 200 -                         
Annual expense. Not proratable.                                                 
(b) 6 doctors must maintain international medical liability   90,000   90,000   
insurance cover @ 15,000 each- Annual expense. Not                              
proratable                                                                      
(c) 4 paramedics and 1 nurse must maintain medical            25,000   25,000   
liability insurance @ 5,000 each - Annual expense. Not                          
proratable                                                                      
Subtotal.  1.2.4(e).  Professional registration and           117,200  117,200  
liability insurance                                                             

ITEM A                                                        1997     1998     
1.2.4(f). Medical evacuation insurance.                       Dfl.     Dfl.     
140 inspectors @ Dfl. 360 annual expense.  Not proratable.    50,400   76,000   
211 inspectors @ Dfl. 360                                                       
Subtotal 1.6.4(f) Medical evacuation insurance                50,400   76,000   

TOTAL ITEM A                                                  445,600             

ITEM A                                                        1997     1998     
1.2.4(g). Information and library resources (a) and (b)       Dfl.     Dfl.     
below are included in the budget of common services, while                      
(c) and (d) below are in the budget of Information Systems                      
(a)  Verification-related reference materials for the H&S     1,500    2,300    
library - proratable expense.                                                   
(b)  Subscriptions to health and safety periodicals and       25,000   25,000   
CD-ROM reference databases (e.g. professional journals,                         
on-line travel advisory database, CIS-ILO reference                             
database, Sax Hawley reference CD-ROM, Toxline, Medline,                        
HSDB (CIS-ILO module) - Annual not proratable expense                           
(c)  Software (risk analysis) - once-only expense.            4,000             
(d)  Hardware (H&S information reference PC, with Internet    10,000            
connection, modem, CD-ROM tower, and printer) - once-only                       
expense.                                                                        
Subtotal 1.2.4(g). Information and library resources          40,500   27,300   

ITEM B                                                        1997     1998     
For explanations see comparable entries under Item A          Dfl.     Dfl.     
1.2.4(b).  Pharmaceutical supplies.  See 1.6.4(b). General    2,100    4,200    
Supplies section above for explanation.                                         
1.2.4(c). External medical services                                             
(a)  Assuming a 10% annual turnover rate for the HQ                             
non-Verification staff (and an equal number of                                  
international versus local recruits) - proratable expense:                      
(i)  7 new HQ staff will require international recruitment    2,600    3,900    
screening @ Dfl. 560                                                            
(ii)  7 new HQ staff will require local recruitment           700      1,100    
screening @ Dfl. 150                                                            
(b)..25% of non-Verification HQ staff (34) will require       5,100    5,100    
annual/periodical medicals with external laboratory tests                       
totalling Dfl 150. Annual not proratable expense.                               
(c)  Medical consultancy fees                                 4,800    7,200    
(d)  Replacement of departing HQ staff from non-ratifying     .12,000           
countries                                                                       
Subtotal 1.2.4(c). External medical services                  25,200   17,300   
1.2.4(d)  First aid services                                  3,300             

Total Item B                                                  30,600   21,500   

1.2.4(g)  Information and library resources (in budget of     1,000    1,500    
common services)   General H&S reference materials                              
                                                              Item A   Item B   
(a)                                                           Health    95,700  
                                                                and             
                                                              safety            
                                                              equipme           
                                                                nt              
(b)                                                           Pharmac   22,000  
                                                              eutical           
                                                              supplie           
                                                                 s              
(c)                                                           Externa  152,500  
                                                                 l              
                                                              medical           
                                                              service           
                                                                 s              
                                                              (profes           
                                                              sional,           
                                                              laborat           
                                                                ory             
                                                                and             
                                                              radiolo           
                                                              gical)            
(d)                                                            First     7,800  
                                                                aid             
                                                              service           
                                                                 s              
(e)                                                           Profess  117,200  
                                                               ional            
                                                              registr           
                                                               ation            
                                                                and             
                                                              liabili           
                                                                ty              
                                                              insuran           
                                                                ce              
(f)                                                           Medical   50,400  
                                                              evacuat           
                                                                ion             
                                                              insuran           
                                                                ce              
                                                              Subtota  445,600  
                                                                 l              
        Total other resources               Total      Item     Item     Total  16,00060,  
                                         2,10025,  A95,7002  B16,000  4,20016,  800127,00  
                                         2003,300  4,100177  56,6001  5003,100  010,60011  
                                           30,600  ,70011,1  10,5007    23,800  7,20076,0  
                                                   00117,20  ,500117            00407,600  
                                                   050,4004  ,20076,              459,600  
                                                   76,20051  000383,                       
                                                      0,900      800                       

Included in the budget of common services:
(g)     Information and          40,500     1,000   41,500    27,200  1,000         28,700  
        library resources                                                                   

Section A.1. 3

Internal Oversight

1.3.1 Objective

To assist the Director-General in the management of the OPCW's resources, through internal audit, inspection, evaluation and investigation in order to enhance the efficiency, and economy of the operations of the OPCW; to audit the implementation of the confidentiality regime; and to establish and maintain and the Quality Assurance (QA) regime for the Organisation.

1.3.2 Tasks

(a) Conduct internal oversight audits in order to review, evaluate and report on the soundness, adequacy and application of systems, procedures and related internal controls as well as on the accomplishment of objectives of programmes and budgets.

(b) Investigate and report on allegations of waste, fraud and mismanagement and recommend corrective actions as required.

(c) Establish the confidentiality auditing regime and compile the draft annual report on the implementation of the confidentiality regime as stipulated in paragraph 3 of the Confidentiality Annex .

(d) Ensure confidentiality for persons reporting violations of OPCW rules and regulations or perceived misconduct, as well as due process for all parties concerned.

(e) Ensure that the Director-General, the External Auditor, and the governing bodies are fully informed of relevant findings in conformity with Financial Regulations 12.4 and 12.5.

(f) Establish and maintain the accreditation of the Quality Assurance regime.

1.3.3 Personnel resources

               Internal Oversight                  
  No     Grade                 Post                 
  1     D-1      Director of Internal Oversight     
  1     P-4      Confidentiality Auditor            
  1     P-4      Internal Auditor                   
  1*    P-4      Quality Assurance Manager          
  1     GS-OL    Audit Clerk                        
  5                                                 

1.3.4 Other resources

Internal Oversight                                         1997  1998          

Page: 16
1.5.4(a). Accreditation of the QA regime (non-recurrent cost).

Registration (=one-time fee) Dfl. 4,000

Assessment to ISO 9001 (=one-time fee) Dfl. 26,000

Assessment to Guides 25/39 (=one-time fee) Dfl. 17,000

[Dfl. 47,000]

Although non recurring, this cost appears in both columns, as it cannot be determined in which year the accreditation would actually take place.

(a)       Accreditation of the QA regime                 47,000  47,000        
          (non-recurrent cost)                                                 

Page: 16
1.5.4(b). Assessment and maintenance of the regime (recurrent cost). Assessment and maintenance of the QA regime would include:

Training Dfl. 17,000

Consultants Dfl. 14,000

Surveillance fees (= yearly fee) Dfl. 18,000

Calibration(*) Dfl. 12,000

[Dfl. 61,000 for 12 months or Dfl. 40,700 for 1997]

(*) External calibration is required to demonstrate compliance with QA, and for legal reasons some equipment such as weighing equipment needs to be calibrated by the regulatory body.

(b)       Assessment and maintenance of the              40,700  61,000                  regime (recurrent cost)                                              
Total                                                    87,700  108,000       

Section A.1.4

Legal

1.4.1 Objective

To provide legal services to the policy-making organs of the OPCW and to all units of the Secretariat and States Parties; and to implement the legal aspects of the OPCW programme arising from the OPCW's activities in fulfilling its mandate.

1.4.2. Tasks for the Legal Division

Inter alia, provide legal support to the Conference of the States Parties and its subsidiary organs, including the Confidentiality Commission; provide legal support to the Executive Council and its subsidiary organs; advise the Director-General on legal aspects of the implementation of the Convention and other OPCW activities and on other matters of law; within available budgetary resources and upon request provide legal assistance to States Parties and National Authorities on the national implementation of the Convention; assiste in the negotiation, conclusion and implementation of agreements between the OPCW and States Parties, as well as of agreements between the OPCW and other international organisations; supporte the OPCW functional unit(s) in charge of verification on the legal aspects of matters related to inspections and declarations; advise on the legal aspects of relations with the Host Country; provide legal advice on contracts for the purchase of goods and services by the OPCW; support legal aspects of the development and implementation of OPCW staff and financial policy; perform custodial duties; and provide legal support for the transfer of the property, archives and functions of the Commission to the OPCW and the final dissolution of the Commission.

1.4.3 Personnel resources

              Legal Division                 
        Office of the Legal Adviser          
No      Grade                Post             
1       D-1        Legal Adviser (Director)   
1       GS-PL      Senior Legal Assistant     
1       GS-OL      Senior Secretary           
              Treaties Branch                
1       P-5        Deputy Legal Adviser       
1       P-3        Legal Officer              
1       GS-OL      Secretary                  
          Internal Matters Branch            
1       P-4        Senior Legal Officer       
1       P-3        Legal Officer              
1       P-3        Legal Officer              
9                                             

1.4.4 Other resources

Legal Division                    
(a)   Official travel                 20,000     30,000  
(b)   Consultants                     50,000     75,000  
Total                                 70,000    105,000  

1.4.5 Detailed assumptions with budgetary implications

Continuing uncertainties make it difficult to determine the precise extent of the Legal Section of the budget. One important area of uncertainty is the nature of the model facility agreements and agreements on privileges and immunities in accordance with Article VIII, paragraph 50 to be used by the OPCW. If it is not possible to develop model facility agreements that can be used with limited substantive changes for the relevant facilities and if facility agreements are utilised as the best way of protecting confidential information, it will be necessary to increase the resources allocated to the Legal Division. A staff increase will also be required if it is not possible to develop a single text for the agreements on privileges and immunities of the OPCW. Should this happen, every such agreement between the OPCW and each State Party will have to be negotiated individually. The extent of legal work required with respect to facility agreements, as well as to other matters, willbe determined with greater certainty during the course of 1997. Accordingly, the specific request for personnel resources above reflects only the staffing level of the Legal Division as of the end of Phase II of the Commission. Additional resources will have to be considered when the anticipated legal workload can be determined more precisely. The 1998 OPCW budget for the Legal Division may accordingly require adjustment in order to cope with an expanded workload.

Section A.1.5

Policy-Making Organs and Subsidiary Bodies

1.5.1 Objective

To ensure the effective servicing and functioning of the policy-making organs and their subsidiary bodies.

1.5.2 Tasks

Organise sessions of the policy-making organs and their subsidiary bodies; coordinate the preparation of documents, background and other materials required by those organs; follow up and monitor implementation of decisions of the policy- making organs; and develop and implement the editorial policy for the OPCW.

1.5.3 Personnel resources

     Policy-Making Organs and Subsidiary Bodies       
  No     Grade                   Post                  
  1*     D-1      Secretary to the Policy-Making       
                  Organs                               
   1     P-3      Editor                               
   1     GS-OL    Secretary                            
   3                                                      

Section A.1.6.

Security

1.6.1 Objective

To protect the information, operations, personnel and property of the OPCW.

1.6.2 Tasks

Establish and implement OPCW security policies, regulations, and procedures; establish and implement programmes for facility security, personnel security and crime prevention; conduct security threat analysis; and provide reception services.

1.6.3 Personnel resources

                    Security                       
  No     Grade                 Post                 
  1     P-4      Security Officer                   
  1     GS-PL    Security Assistant                 
  1     GS-OL    Senior Receptionist                
  2     GS-OL    Receptionist/Telephonist           
  5                                                 

1.6.4 Other resources


Page: 20
1.4.4(a). Security contractual services

(i) Security guard force services for Laan van Meerdervoort 51. Provides security guard services after normal working hours and on weekends and holidays, and as a backup when a receptionist is ill and there are no on-call receptionists available for replacement.

(ii) Security guard force patrol services for the OPCW Laboratory and Equipment Store. This amount pays the annual dues for participation in the community patrol service conducted jointly by the police and the security guard company in the Rijswijk industrial area, which provides after- NP=Not Security pro- rated hours security patrol services for the facility.

(iii) Security guard alarm services for the OPCW Laboratory and Equipment Store. This amount will pay for centralised alarm monitoring of the internal alarm system of the facility. The cost includes an after-hours notification service to OPCW security personnel, and coordination with the security guard patrol service (above). This amount incorporates the cost of security guard patrol services incurred when the alarm is activated by intruders or other causes (estimated at six times per year).

(iv) Security guard services for conferences, seminars and workshops held in leased facilities (to include the NCC). This amount does not include security for routine meetings held in the NCC.

1.4.4(b). Dfl. 50,000 (not prorated). Security access control systems

(i) Dfl. 12,000. This includes the costs of routine lock and key purchases, upgrades to locks on high-security areas (e.g. computer rooms, executive offices, Verification Division rooms, etc.), and key boxes.

(ii) Dfl. 35,000. Upgraded lock system (all items are to be transferred to the new OPCW building, but are not included in new building costs) and 20 electronic door locks. Locks will be primarily used to increase security on sensitive rooms, such as computer facilities.

(iii) Dfl. 3,000. 20 key boxes (for use by branches to control keys).

                            1997                   1998                 
(a)          Security contractual services                              

Page: 20
Dfl. 60,600 represents 2/12 of the annual cost of Dfl. 363,400 to cover January and February 1998, after which it is assumed that all staff and equipment will have been transferred to the new building.
(i)          Security guard force services for     242,300      60,600  
             Laan van Meerdervoort 51                                   
(ii) NP      Security guard force patrol             8,000       8,000  
             services for the OPCW Laboratory                           
             and Equipment Store                                        
(iii)        Security guard alarm services for       5,300       8,000  
             the OPCW Laboratory and Equipment                          
             Store                                                      
(iv)         Security guard services for            50,000      75,000  
             conferences, seminars and                                  
             workshops held in leased                                   
             facilities (to include the NCC)                            
Subtotal                                           305,600     151,600  
(a)                                                                     
(b)          Security access control systems                            
NP(i)        Routine costs of locks, keys,          12,000              
             upgrades                                                   
NP(ii)       Special locks and electronic door      35,000              
             locks                                                      
NP(iii)      20 key boxes                            3,000              
Subtotal                                            50,000              
(b)                                                                     

Page: 20
1.4.4(c). Security cost of interim accommodation

1.1 The security costs associated with interim accommodation are dependent on several factors, including:

(a) facility specifications (i.e. quantity, size, location);

(b) the purpose of the facility (operations to be conducted by OPCW);

(c) the present security systems (existing security features);

(d) the level of security required (depending on the items to be protected);

(e) the upgrades required; and

(f) the security maintenance required (the cost of maintaining security).

1.2 The following is a cost estimate to upgrade and operate the facility located at Churchillplein, which is partially occupied by the United Nations International Criminal Tribunal for the Former Yugoslavia (ICTY).

Assumptions: Occupancy by the Verification Division to begin o/a 15 March 1997. Full PTS security in operation prior to 29 April 1997. Facility to be operational 24 hours per day. Exterior facility security provided by existing ICTY security force at no cost to the PTS.

Security zone system: A security zone system will be used to compartment information and operations within the PTS area of the facility. The extent of the zone system will be determined by the operational and security requirements outlined by the Verification [Department].

Cost recovery: To the greatest extent possible, security hardware costs will be allocated for systems which can be removed from the facility when it is vacated by the PTS/OPCW. Systems, wherever possible, will be compatible with those planned for the new OPCW building. Recovered systems will be used to fill-in new building systems currently projected for future installation or optional installation.

Security scheme of operations: The scheme of operations for security management at the facility will mirror, to the greatest extent possible, those planned for the new OPCW building. The level of protection will be equivalent to that planned for the new building. If necessary, to reduce fit-up and operational costs in the facility, convenience of operations may be reduced during the interim duration of the PTS/OPCW occupancy.

Contract security 117,000 (8 months)

Reception services 283,000 (8 months)

Total estimated 1997 costs 400,000

Costs for 1998 are prorated for two months, after which the new OPCW building should be fully available.

(c)          Security - interim accommodation      400,000     100,000  

Page: 20
1.4.4(d). Security - OPCW building

Initial estimate of the additional costs for security of the new OPCW building is Dfl. 2,225,000. This includes: fixed-term team to run 24-hour security control centre; a contract guard force; and basic security system maintenance.

This does not include costs associated with

(a) already approved staff: Security Officer, Security Assistant, and 3 Receptionists;

(b) costs associated with building maintenance;

(i) key/lock work (routine, but can cost several thousand a year);

(ii) computers/badge machines (initially supplied with building installation);

(iii) supplies; and

(iv) furniture upon move-in (presumably included in overall furniture plan); and

(c) costs associated with other OPCW buildings.

(d)          Security - OPCW building                        2,225,000  
Total                                              755,600  2,476,600   

Security costs for the First Session of the Conference of the States Parties (Dfl. 729,740) are shown under Programme A.2.3 (Conference Services).

Programme A.2

Administration

1. Objective

To provide a full range of administrative services for the OPCW by means of six sections: Administration Management, Budget and Finance, Conference Services (including language services), General Services, Human Resources, and Information Systems.

2. Programme

This programme consists of six sections, each of which is budgeted separately.

No.       Section                          1997         1998      
A.2.1     Administration Management         261,600      390,100  
A.2.2     Budget and Finance              1,067,800    1,534,800  
A.2.3     Conference Services             7,468,000    6,806,000  
A.2.4     General Services                1,184,200    1,680,100  
A.2.5     Human Resources                 1,089,100    1,374,800  
A.2.6     Information Systems             3,171,100    4,226,500  
Total                                    14,241,800   16,012,300  

Section A.2.1

Administration Management

2.1.1 Objective

To advise and assist the Director-General on all administrative issues and to manage the day-to-day administrative functions of the OPCW.

2.1.2 Tasks

(a) Prepare and implement all administrative directives, on the basis of the Financial and Staff Regulations and Rules of the OPCW.

(b) Coordinate within the Secretariat all matters related to the interim accommodation of the Secretariat, the new permanent OPCW building and the administrative support for the OPCW Laboratory and Equipment Store.

(c) Supervise the establishment and maintenance of the information management system of the OPCW.

(d) Resolve all administrative and financial transitional issues.

(e) Prepare recommendations on administrative methodologies and policy, as required, for the Secretariat and for the relevant organs of the Conference.

2.1.3 Personnel resources

   Office of the Director of the         1997     1998        
      Administration Division                                 
Salaries and CSC (2)                        224,900  335,100     
 No     Grade            Post          
1     D-1        Director              
1     GS-OL      Senior Secretary      
2     

2.1.4 Other resources

Office of the Director                
Official travel for all sections,            36,700       55,000  
administered by the Director                                      

TOTAL                                       261,600      390,100  

Section A.2.2

Budget and Finance

2.2.1 Objective

To ensure the efficient and cost-effective management of the financial resources of the OPCW in accordance with the Financial Regulations and Rules and the specific decisions of policy-making organs, which includes budgeting, planning, forecasting, expenditure control, cash management, accounting and reporting for regular and operational budget activities and projects, as well as for special funds and accounts established under the Financial Regulations.

2.2.2 Tasks

Budget Section

(a) Coordinate, cost and compile the draft budget of the OPCW; support, monitor and report on the implementation of approved budgetary appropriations and operational budget allocations.

(b) Prepare monthly budget status reports; introduce an operational budget reporting system for managers; and issue programme allotment advice to programme directors.

(c) Process, record and control obligations for the purpose of budgetary control.

Disbursements and Treasury Section

(d) Examine, calculate, and approve all disbursements, and liquidate obligations.

(e) Process the payroll and entitlements, including insurance and Provident Fund, of all staff.

(f) Prepare scales of assessment for the regular budget and the Working Capital Fund; notify States Parties; collect assessments; and prepare corresponding reports.

(g) Prepare short- and long-term cash forecasts; manage and control the receipt, custody, disbursement and investment of all funds; report on all investments; and administer all bank accounts.

Accounts Section

(h) Process and maintain records of financial transactions, including monthly reconciliation of assets and liabilities for all funds between general ledger and subsidiary ledger accounts; and monthly reconciliations of all bank accounts.

(i) Prepare financial statements of the OPCW, Provident Fund and other funds, and draft special reports on and analyses of financial issues as required by management; and periodically review unliquidated obligations.

2.2.3 Personnel resources

Page: 24
Section A.2.2 Budget and Finance

In addition to the eleven staff available at EIF, the following additional three posts are necessary to provide adequate financial support services for an organisation with an expected annual budget of approximately Dfl. 150 million and a total staff of some 450 employees.

All personnel costs are for 12 months.

(a) Budget Section.

The post of Senior Budget Clerk (GS-OL) which was included in the original request for new posts and not approved for 1997 will be considered for addition in the 1998 Budget in accordance with experience gained and workload identified during 1997.

(b) Accounts Section

Finance Officer (P-2). Dfl. 196,900. The Finance Officer will supervise the Accounts Section and will provide the additional support required to cope with the increased accounting work due to the substantial increase in the budget and the activity level and the adoption of the United Nations Accounting Standards which result in additional accounting and reporting requirements. In addition, the Finance Officer will be responsible for the preparation of the draft annual financial statements of the OPCW, the Provident Fund and of other funds as well as for special financial reports and analysis, as required by the Financial Rules and Regulations. The determination of whether this post should be upgraded to P-3 in 1998 will depend upon an evaluation of the workload and responsibility of this position during 1997. This post will be considered for upgrading to P-3 in the 1998 Budget in accordance with the level of responsibility identified during 1997.

(c) Disbursements and Treasury Section

(i) Finance Assistant (GS-PL). (Dfl. 97,600) is required to cover an expected 7-fold increase in travel claims (from currently 600 p.a. to over 4,000 p.a.), mainly as a result of inspector travel, and a doubling in other claims due to the expected expansion of staff from 230 to some 450 and a substantial increase in the budget which results in more payments for goods and services.

(ii) Senior Cashier (GS-OL). (Dfl. 75,900) is required to handle treasury operations as described under activities (e) to (h) of the programme. So far, no support has been provided in this area on a full-time basis, which is now necessitated by the considerable increase in assessed contributions and investments which have to be properly controlled.

(iii) The post of a third Finance Clerk (GS/OL) which was included in the original request for new posts and not approved for 1997 will be considered for addition in the 1998 Budget in accordance with experience gained and workload identified during 1997.

   Budget and Finance Branch                                  1997         1998     
Salaries and CSC (14)                                        1,067,800   1,534,800  
 No     Grade                      Post                     
1     P-5        Head of Branch                             
1     GS-OL      Senior Finance Clerk                       
                 Budget Section                             
1     P-3        Budget Officer                             
1     GS-PL      Budget Assistant                           
1     GS-OL      Budget Clerk                               
                 Accounts Section                           
1*    P-2        Finance Officer                            
1     GS-PL      Finance Assistant                          
1     GS-OL      Finance Clerk                              
                 Disbursements and Treasury Section         
1     P-3        Payroll, Allowances and Disbursing         
                 Officer                                    
1     GS-PL      Senior Finance Assistant                   
1*    GS-PL      Finance Assistant                          
1     GS-OL      Finance Clerk                              
1     GS-OL      Finance Clerk                              
1*    GS-OL      Senior Cashier                             
14   
TOTAL                                                       1,067,800  1,534,800    

Training costs are included in the budget of common services.Page: 24
Professional training of five staff members (1/3 of total staff on a rotational basis) in the fields of accounting, budgeting, treasury management on the basis of one week of training per staff at the average rate of Dfl. 5,000 including travel and DSA.

Section A.2.3

Conference Services

2.3.1 Objective

To ensure the efficient and cost-effective management of the conference services resources of the OPCW and to service the different organs of the Organisation.

2.3.2 Tasks

Prepare official documentation of the Organisation for distribution; provide translation of official documentation as necessary; maintain the archives of the official documents of the Organisation; maintain the external databases of official documents in the languages of the Organisation; recruit temporary interpreters, translators and typists; administer contractual translation and contracts for copying/printing equipment and services; establish and maintain the terminological capacity of the Organisation; and issue a weekly journal of the activities of the Organisation.

2.3.3 Personnel resources

  Conference Services Branch                          1997           1998      
Salaries and CSC (33)                                 3,245,400     4,496,000  
   No   Grade                  Post                
    1  P-5       Head of Branch                    
    1  GS-OL     Secretary                         

Page: 25
Section A.2.3. Conference Services. All personnel costs (except the Technician (GS-PL) are for 12 months.

Technician (GS-PL) (four months). The equipment to be installed for conference services in the new building (microphone systems etc. in three conference rooms, voting equipment in the Executive Council Chamber, eleven interpreters' booths, electronic projecting equipment, requires a technician able to operate and maintain the specific brands of equipment used in the building. (At present the services of a technician during the sessions of the Commission are included in the rental costs of the Carel Willink Hall). The technician would also be responsible for maintenance and repair of similar equipment throughout the OPCW building. The technician should join the staff approximately five months in advance of the availability of the OPCW building to ensure time to become familiar with the confidentiality regime and to receive necessary training in operating and maintaining all items of equipment that will be required in that building. The post would become a fixed-term post in the 1998 and subsequent budgets.

   1*  GS-PL     Technician (as of 1 Sept. 1997)   

Page: 25
1 Senior Linguist (P-4) Dfl. 249,000, and 6 Linguists (P-3) x Dfl. 221,600 = Dfl. 1,329,600.

Language Section

33

2.3.4 Other resources

           Conference Services Branch NP=not        1997        1998     
          prorated                                                       
  (a)     Contractual services                                           
 (i) NP   two-week annual session of the            292,500  292,500     
          Conference (for 9 free-lance                                   
          interpreters and 6 language typists)                           
          (one week Dfl. 180,000)                                        

Page: 26
This is an estimated cost for free-lance interpreters and translators to provide adequate services for meetings of different organs of the OPCW, beyond the capability of the 17 linguists and the typists on the permanent establishment.
  (ii)    Interpretation for other occasions        100,000  150,000     
(iii)NP   Contractual translation                   500,000  500,000     
          Subtotal (a)                              892,500   942,500    
  (b)     General temporary assistance (not         190,000  285,000     
          included in common services budget)                            
  (c)     Overtime(not included in common            95,400  142,500     
          services budget)                                               

Page: 26
Estimating the requirements for photocopying for a new organisation that has yet to establish its modus operandi is difficult. The figure of Dfl. 940,000 is based on a twelve-month estimate of 10 million copies. Providing funding for an additional 2 to 3 million copies for 1998 might be prudent. Furthermore, the configuration of the OPCW building may require an additional contract employee provided by the lessor of photocopying equipment, which will cost Dfl. 90,000.
  (d)     General operating expenses-               626,700  940,000     
          Photocopying                                                   
          Subtotal Other                          1,804,600  2,310,000   

Page: 26
The First Session of the Conference of the States Parties (this revised text was formerly in Section 8 of PC-XV/A/WP.3, the Red Book (the first draft OPCW Budget). The original paragraph numbering has been retained.

8.1 Conference facilities. No budgetary provision is requested for the renting of conference facilities. It is assumed that all conference rooms, including two main conference rooms with debating installations, will be provided by the Host Country, together with furniture and furnishings.

8.2 Conference and general services (costs at subparagraphs 8.6(a) - (f) below). For the three-week First Session of the Conference of the States Parties to provide simultaneous interpretation to one organ with no more than two sessions per organ per day and with the possibility of also providing simultaneous interpretation to only one more organ at the same time and for the translation of no more than 250 pages during the session, the following is required: one extended team of free-lance interpreters; fifteen translators; and twelve language typists. For the distribution and copying of documents there will be a requirement for the temporary recruitment of twenty temporary staff (conference clerks, ushers, messengers, drivers and handymen).

8.3 IMS requirements (costs at subparagraphs 8.6(g) and (h) below). In order to maintain the network and to ensure the proper functioning of the network system during the session in the NCC and to provide support for the linguists, thus ensuring that the software is functioning properly, it is necessary to recruit two network and systems officers at P-2 level and three network support clerks at GS-PL level.

8.4 Registration (costs at subparagraph 8.6(i) below). A number of extra staff members will be required immediately before and during the First Session of the Conference of the States Parties. Although some of these functions will be fulfilled by current staff members of the External Relations Division, temporary hire of a total of 12 staff at GS-OL level is required to perform the following tasks:

(a) Badges: Six temporary GS-OL staff will be required to prepare badges. Three days prior to the commencement of the FSCSP, three staff will be moved to the NCC to start the preparation of badges. For the first week of the First Session, six GS-OL staff will be required, three of whom will stay on for the duration of the First Session.

(b) Protocol and Registration: six GS-OL staff on a temporary basis for the first week of the FSCSP, three of whom will stay on for the duration of the First Session.

8.5 Media (costs at subparagraph 8.6(j) below). A number of extra staff members will be required immediately before and during the First Session of the Conference of the States Parties. Although some of these functions will be fulfilled by current staff members of the External Relations Division, it will be necessary to have a total of 13 staff, 9 of whom (GS-OL) will be hired on a temporary basis for the duration of the First Session to perform the following tasks:

(a) Accreditation: One assistant participating in all arrangements before the FSCSP commences, and two staff for the accreditation desk during the FSCSP.

(b) Information: The information desk at the Press Centre will be responsible for the distribution of documents and assistance with enquiries. Since there is always a chance that one person may be called away, at least two staff members will be required for this function.

(c) Bookings: It is necessary to have one person in charge of bookings for the briefing rooms, television and radio studios, and editing rooms.

(d) Guides: Two guides will be required to accompany high-ranking officials to the briefing rooms in the media area.

(e) Technician: It will be necessary to have a separate technician for the press area, in case technical problems arise in the Press Conference Room, Press Centre or briefing rooms.

8.6 Costs of temporary staff

NP      First Session of the Conference of the         Dfl.       
        States Parties                                            
(a)     1 extended team (20 free-lance interpreters)   781,583    
        for 3 weeks                                               
(b)     15 translators for 3 weeks                     298,215    
(c)     12 language typists for 3 weeks                212,496    
(d)     6 conference clerks at GS-2 level for 4 weeks  24,978     
(e)     10 conference clerks/ushers at GS-1 level      37,468     
        for 3 weeks                                               
(f)     2 drivers and 2 handymen at GS-2 level for 4   16,712     
        weeks                                                     
(g)     2 network and systems officers at P-2 level    18,090     
        for 4 weeks                                               
(h)     3 network support clerks at GS-PL level for    22,270     
        4 weeks                                                   
(i)     12 temporary staff at GS-3 level to assist     54,000     
        with badges, registration, visas and other                
        functions for 4 weeks                                     
(j)     9 temporary staff at GS-3 level to assist      39,375     
        with accreditation, information,                          
        coordination of media arrangements, bookings              
        for briefing rooms, guiding high-ranking                  
        officials, etc.                                           
        Subtotal                                       1,455,187  

8.7 Data processing equipment

(a)     PC workstations, printers, fax machines,        72,000    
        networking equipment, cellular phones and                 
        cabling and additional copying equipment                  

8.7 General operating expenses

(a)     Rental of additional copying equipment          90,000    
(b)     Rental of 2 vehicles for 4 weeks                5,000     
(c)     Stationery                                      16,000    
        Subtotal                                        111,000   

8.8 Security

Security measures for the First Session of the Conference of the States Parties (FSCSP) will require significant resources, most of which are not available within the organisation. The following factors determine the cost of security which must be funded.

(a) level and number of VIPs attending the conference and length of period of their stay;

(b) total number of persons attending the conference;

(c) size and configuration of the conference space provided by the host country;

(d) size and location of any additional spaces;

(e) security support provided free of charge by the Host Country (e.g. loaned equipment, temporary personnel, etc.);

(f) extent of external security support provided by the Host Country;

(g) length of the conference; and

(h) security threat level.

Security assumptions

(a) The conference will begin on 6 May 1997 and will end on 23 May 1997. VIPs will attend the conference during the period 6-9 May 1997. Persons attending between 10-23 May 1997 will be at the same approximate diplomatic level as those attending previous plenary sessions of the Commission;

(b) the conference facility will not include the entire NCC complex. Non-OPCW activities will be conducted elsewhere in the NCC simultaneously;

(c) the Host Country will provide all external security. External security begins at the physical boundary of the OPCW spaces;

(d) the Host Country will provide free of charge some internal security support, based on informal discussions held with the Security Officer in 1996-1997; and

(e) the general security threat level to the OPCW will not be significantly higher than in the previous year.

Security cost estimates

                                                  Dfl.        
(a)     Personnel and technical services          20,000      
        (i) services and supplies                 10,000      
        (ii) pre-conference security and set-up   40,000      
(b)     Uniformed interior security officers      425,000     
(c)     Uniformed security reception personnel    65,000      
(d)     On-call/overtime: PTS                     29,500      
        security/reception staff                              
(e)     Security equipment/supplies (rented)      47,000      
(f)     Security equipment/supplies (purchased)   48,500      
(g)     Security access control                   44,740      
        equipment/supplies                                    
        Subtotal                                  729,740     

8.9 GRAND TOTAL Dfl. 2,417,927

                                       2,418,000              

  TOTAL                                           7,468,000  6,806,000   

Training costs are included in the budget of common services.

Section A.2.4

General Services

2.4.1 Objective

To undertake all procurement on behalf of the Organisation in accordance with the Financial Regulations and Rules; to provide travel, transportation and shipment services and to ensure the safe and efficient maintenance and repair of the buildings and associated equipment.

2.4.2 Tasks

Procurement Section

(a) Procure equipment, supplies and services, including identifying potential suppliers; maintain the "supplier list" of the OPCW; invite and evaluate proposals; and conclude purchase orders and contracts.

(b) Supervise and control all non-Verification equipment of the Organisation, including the receipt, storage, distribution and maintenance of all office equipment, furnishings and supplies.

(c) Act as principal point of contact with the supplier designated by The Hague (Paagman B.V.).

(d) Provide adequate insurance cover for all aspects of the work of the Organisation.

Travel and Transportation Section

(e) Provide a full range of travel services in conjunction with the appointed Travel Agency; prepare coordinated travel budgets for the OPCW; and process travel authorisations and travel payment instructions.

(f) Arrange shipments and insurance of personal effects, household goods and as required or organisational property.

(g) Manage, operate and maintain the vehicle fleet.

Building/Facility Management Section

(h) Act as the principal point of contact for all technical matters pertaining to the new OPCW building; prepare for its occupation in January 1998; and draw up required building maintenance manuals.

(i) Manage facility services within the buildings of the OPCW, including supervising contract service staffs (e.g. cleaning, catering, repairmen) and relocating all offices.

(j) Prepare plans for the return of Laan van Meerdervoort 51 and interim accommodation (Aegon building) to the respective landlords.

2.4.3 Personnel resources

    General Services Branch        1997         1998      
Salaries and CSC (17)               1,089,200     1,620,100  
 No     Grade                     Post                    
1     P-4        Head of Branch                           
1     GS(PL)     General Services Assistant               
Procurement Section                                      
1     P-3        General Services Officer (Procurement)   
1     GS(PL)     General Services Assistant               
                 (Procurement)                            
1     GS(OL)     General Services Clerk                   
1     GS(OL)     General Services Clerk                   
Travel and Transportation Section                        
1     GS(PL)     Travel and Transportation Assistant      
1     GS(OL)     Travel and Removal Clerk                 
1     GS(OL)     Travel and Removal Clerk                 
1     GS(OL)     Senior Driver                            
1     GS(OL)     Senior Driver                            
1     GS(OL)     Driver                                   
1     GS(OL)     Driver                                   
Building/Facility Management Section                     
1     P-3        Building Officer/Facility Manager        
1     GS(OL)     Facility Management Clerk                

Page: 28
Section A.2.4 General Services. All personnel costs are for 12 months.

Two Handymen (GS-OL). Dfl. 75,900 x 2 = Dfl. 151,800. Assist with office furniture relocation, undertake minor repairs, restock bulk quantities of paper for photocopying machines, undertake emergency cleaning tasks, escort and oversee contractors dealing with recycling and distribution of supplies. One handyman is required initially at each of 2 buildings of the OPCW.

2*    GS(OL)     Handymen                                 
17                                                        

2.4.4 Other resources

 General Services Branch NP = not prorated                1997        1998     

Page: 28
2.4.4(a). In the completion phase of the construction of the new OPCW building, the works on the development, verification and implementation of the operation and maintenance manuals for the facility and equipment will need to be carried out. In addition, the handbooks for fire regulations, safety requirements, health and environmental regulations and building regulations will have to be prepared. Specialists on various subjects will be consulted.
  (a) NP     Consultants - operation manuals for new       70,000              
             OPCW building and equipment                                       

Page: 28
2.4.4(b). Shortly before moving into the building, the computer-aided building management/maintenance system will have to be loaded, configured, tested and operational. To assist the Building Officer in carrying out the previously-mentioned tasks, the assistance of the specialised consultancy service is required. The maintenance of facilities and equipment and, if necessary, their modification - office layouts etc. - are recognised as strategic tasks within the building management activities. In order to achieve a proper and cost-effective maintenance of facilities, the existence of a tested, optimised and tailor-made management system is of crucial importance. The most effective and recently widely utilised approach to handle this complex information conglomerate, both in terms of graphic and related alpha numeric data, is to use a computer-aided management system with a tailored database access facility.
  (b) NP     Consultants - computer-aided building         25,000              
             management and maintenance system                                 
    (c)      Consultants - OPCW building                           600,000     
             -environmental health survey, etc.                                
             Subtotal Other                                95,000  600,000     

   TOTAL                                                1,184,200   1,680,100  

Training costs are included in the budget of common services. Page: 28
Recruitment of the fourth driver was withheld for budgetary reasons until just prior to the Sixteenth Session. Additionally one of the regular cadre of three drivers was replaced only in March 1997. There was not the time, therefore, to provide the driver with the necessary security and defensive driver training needed to best ensure the safety of the staff members of the OPCW whilst travelling.

Section A.2.5

Human Resources

2.5.1 Objective

To manage and implement the Organisation's policy on human resources, including recruitment, induction, orientation and training, assignment or deployment, administration and separation of staff and consultants, in keeping with the Regulations, Rules and Directives.

2.5.2 Tasks

General

(a) Prepare or review draft policy documents, administrative decisions, employment contracts, special service agreements, and insurance programmes.

Recruitment

(b) Select the best qualified staff from the widest geographical distribution possible in a cost effective manner and prepare all initial employment contracts.

(c) Maintain records of all job descriptions for posts in the staffing tables during the first year of the OPCW to use as the basis for a post classification review.

Staff Administration

(d) Register newly arrived staff with the Host Country Ministry of Foreign Affairs and process requests for identity cards and drivers' licences.

(e) Process and authorise requests for travel for interviews, travel on appointment, home leave travel, education grant travel and travel upon separation. Process and authorise requests from staff members for the removal of household goods and personal effects upon appointment and separation.

(f) Determine and administer other entitlements of staff; ensure timely administration of staff performance appraisals and contract extensions; ensure payments of benefits by effective payroll input; and make any required reports on staff disciplinary issues.

Induction, Orientation and Training

(g) Plan and coordinate initial induction and orientation of all headquarters staff and the participation of staff members in professional refresher courses, symposia and seminars.

(h) Produce, update and distribute a staff orientation information brochure.

2.5.3 Personnel resources

  Human Resources Branch        1997        1998      
Salaries and CSC (11)              849,100    1,254,800  
 No     Grade                   Post                 
 1       P-5     Head of Branch                      
 1      GS-OL    Secretary                           
Recruitment Section                                  
 1       P-3     Head of Recruitment Section         
 1      GS-PL    Senior Recruitment Assistant        
 1      GS-OL    Recruitment Clerk                   
Staff Administration Section                         
 1       P-3     Head of Staff Admin. Section        
 1      GS-PL    Staff Administration Assistant      
 1      GS-OL    Senior Staff Administration Clerk   
                 (Contracts, performance             
                 appraisals)                         
 1      GS-OL    Staff Administration Clerk          
                 (Registration and leave             
                 administration)                     
 1      GS-PL    Insurance and Compensation Assist.  
 1      GS-OL    Human Resources Clerk  (Travel      
                 and removal authorisations)         
11    

Page: 30
Section A.2.5. Human Resources

Following completion of the training of inspectors, there will be a review of the OPCW's training structure, with a view to adding some of the posts now in the Verification Division to the Human Resources Branch, which would then add a Training Section.

Training and Orientation Section                     

2.5.4 Other resources

           Human Resources Branch NP = not              1997     1998        
          prorated                                                           
(a)       Advertising of vacancies                       40,000  60,000      
(b)       Trainee recruitment travel                    200,000              
(c)       Consultant to review the classification                60,000      
          of posts                                                           
          Subtotal Other                                240,000  120,000     

TOTAL                                                 1,089,100  1,374,800   

Training costs are included in the budget of common services.

Section A.2.6

Information Systems

2.6.1 Objective

To manage the information management system (IMS), including its computer networks and systems, telecommunications, systems applications, systems security, and archives, library and registry, using electronic and traditional systems.

2.6.2 Tasks

Network and Systems Section

(a) Maintain and support computer networks and systems, including all personal computers of the OPCW and all telecommunications in the following five environments: security critical, security non-critical, OPCW Laboratory and Equipment Store, remote access to security non-critical sources, and access to external sources.

(b) Install any new hardware and software relating to network and systems and new telecommunications equipment.

(c) Advise States Parties on setting up remote data communications.Page: 31
Section A.2.6. Information Systems

2.6.2(c). It is understood that the OPCW will not provide funding for the data communications systems of States Parties.

Systems Application Section

(d) Assess functional requirements, evaluate appropriate technical solutions, and implement, train, enhance and maintain computer applications.

(e) Complete or integrate in stages applications software, to include the administrative software, the verification information system (VIS), the inspection planning system, the Health and Safety systems, and the visa processing system.

(f) Plan, design and install funded applications software during the expansion of the computer systems.

Systems Security Section

(g) Maintain and support systems security for the OPCW infrastructure.

(h) Develop and implement security guidelines and training for network and systems, systems applications, and all OPCW computer users.

(i) Develop and implement procedures to ensure regular monitoring of IMS security procedures, to include establishing an audit plan with random testing for potential vulnerability.

(j) Develop and implement a disaster recovery plan.

Archives, Document Management and Library Section

(k) Establish procedures to process correspondence and create a standard classification system for all OPCW documents.

(l) Plan, design and implement the funded electronic document management environment.

(m) Plan and design the physical archive space; adapt archives to the electronic document management system; and maintain all archival materials.

(n) Plan and develop the OPCW Library and provide library services.

(o) Develop user procedures and train staff for (k) - (n) above as well as for the telephone system.

OPCW building

(p) Plan and implement the necessary infrastructure - including phone services, dedicated leased lines, and rented computer hardware - to maintain a dual capability for key elements of information systems during the move from PTS headquarters and interim accommodation into the new permanent OPCW building in January 1998.

2.6.3 Personnel resources

Page: 32
2.6.3. All personnel costs are for 12 months.

The Secretariat requested eleven new posts for this Branch in the Preliminary Draft 1997 [Part I] Budget of the Commission (PC-XV/A/WP.2), but these were not approved. After careful evaluation, the Secretariat believes that the following eight fixed-term posts are essential in order to implement the programme of the Branch. GTA will be necessary for an estimated two years in order to perform functions originally assigned to the additional three fixed-term posts.

(a) Administrative Assistant (GS-OL). Dfl. 75,900

The IS Branch has no post to provide routine administrative support. Even more critically, the Branch must maintain extensive records of all licences for software and warranties and maintenance agreements for thousands of pieces of hardware. In addition, it is necessary to maintain a systematic record of details of many contracts, including work performed. Centralised management of numerous IMS projects in different buildings is essential. The clerk will prepare, in coordination with the Procurement Officer, many requisitions for computer-related material, which involve the tracking of quotations, the preparation of MODs and appropriate purchase orders, the tracking of equipment receipts, the reconciliation of invoices with MODs, and the updating of the IS budget spreadsheets. The clerk will maintain the Branch's budget and track and monitor work that has been contracted out for hardware, software, databases, telephones, Internet, etc. The volume of these activities requires a full-time staff member. Since late 1995, a short-term contractor has assumed these essential responsibilities.

Network and Systems Section

(b) Telecommunications Technician (GS-PL). Dfl. 97,600

The PTS/OPCW relies heavily on telecommunications. Access to the security non-critical and security critical networks and the telephone systems is essential. Regular maintenance will avoid major problems and will minimise costs. The telecommunications technician is needed to take care of the extensive cabling system in the current Secretariat 4 buildings in The Hague and in Rijswijk. Periodic analyses of communications traffic are essential to project the correct sizing of external lines. The telecommunications technician will interface with the OPCW buildings officer to ensure the appropriate planning and implementation of cabling and telephone systems. A close relationship is also necessary with the PC technician, as requests for adding/deleting telephone extensions, connecting/relocating new/existing users within the network are associated with the physical relocation of PCs. Supporting the OPCW Laboratory and Equipment Store in Rijswijk, some 15 km from the Secretariat, increases the workload of this technician.

(c) PC Technician (GS-PL). Dfl. 97,600

During 1996 there has been a sizeable increase in the number of technical failures in PCs, due partly to the age of our existing computers (over three years), partly to the lack of routine maintenance in the past, and partly to the lack of qualified technicians. The Network and Systems Section is deluged with requests to fix, replace, and reconfigure PC hardware and software. A "minor" PC problem often leaves a PC inoperable for several hours. Preventive maintenance will be an important component of the everyday responsibility of the PC technician. In 1997, the number of PCs under the responsibility of IS has doubled, and appropriate staffing is required to provide appropriate technical support. There are frequent requests to move PCs to accommodate new arrivals, departures, new office configurations, Sessions of the Commission, training, etc. Each request requires that each PC is tested, reconfigured, and its disk drive cleaned up, as well as the completion of the user identification process. The OPCW Laboratory and Equipment Store also requires support. The PC technician will also help to give hands-on PC training to users who have encountered difficulties. One PC technician will not be able to assume this function, especially as four buildings have to be serviced. GTA will be required to carry the load.

Systems Application Section

(d) Database Administration Officer (P-3). Dfl. 221,600.

The administration system (Dun & Bradstreet Smartstream) already has 50 databases (Sybase). Three additional databases will be created and integrated with the others. Other databases such as systems for document management and contract management are also required. On the security critical side, Ingres is essential for inspection planning, while MS SQL Server will be essential for the management of the verification information system (VIS). The database administrator ensures that these databases are error free (data integrity), with no data redundancy, and that the data is secure (audits, regular backups, access rights, etc.). This person works closely with the analyst programmers to develop data models and design databases (normalisation). Close coordination is also required with the systems security officers to ensure that database designs do not compromise the measures approved for systems security.

(e) Applications Programming Officer (P-3) (Security Non-Critical). Dfl. 221,600

The post is required to provide minor enhancements of, and to maintain and support the 14 security non-critical applications. Each of these applications requires an in-depth knowledge of the practices of this organisation, as well as the capacity to match these with the operational capabilities of the system, and to communicate effectively about this with the non-specialist users of these applications. Some 80 to 90 users will require support on a daily basis. Their learning curve will inevitably place a heavy burden on this staff member. These applications support the data vital to the running of the organisation, and to reporting to the States Parties, and need to operate with maximum efficiency, while giving the users the capabilities necessary to do what they are expected to do, without compromising the integrity and security of the data. Although the post is more than one Applications Programming Officer can perform, only one post is budgeted on a fixed- Information Systems Branch term basis. Other work will be contracted out, as this is more economical than hiring a fixed-term staff member.

(f) Applications Programming Officer (P-3) (Security Critical). Dfl. 221,600

The systems applications residing in the security critical network include, at a minimum, the declaration data management system, the inspection planning system, and the inspection data management system. The technical platform requiring applications programming support differs from that in the security non-critical network. The inspection planning system (US offer) runs on Ingres and is written in C++, on a UNIX server. Other security critical systems may have similar technical platforms, or will have to interface with this inspection planning module. The systems applications defined so far have been based on the projected operational requirements of the OPCW. It is safe to assume that, after EIF, the Verification [Department] will articulate new requirements that will reflect on the operational needs of the OPCW at that time. It is possible that, after EIF, one applications programming officer may not be sufficient to handle the workload.

(g) Document Management Applications Officer (P-3). Dfl. 221,600

All divisions need a document management system to efficiently register, classify, store, distribute, retrieve, and audit documents. Usage of an electronic document management system requires in-depth knowledge both of the document management-related practices of this organisation, and of the existing opportunities for interfaces in the existing systems applications. Several document processes with appropriate access privileges and security will be implemented to reflect the required work flows and controls. For example, the Office of the Director-General will be concerned with the association of documents, their confidentiality and the tracking of tasks assigned, completed and outstanding, while the Legal Division may require the tracking of various versions of documents for authentication purposes. The volume of documents processed will grow, and appropriate enhancement, maintenance and support will be required to respond to the growing need. The electronic document management application of Verification (component of the VIS) will require continuous support to reflect enhanced indexes, workflows and corresponding security.

Archives, Document Management and Library Section

(h) Mail Clerk (GS-OL). Dfl. 75,900

The receipt and processing of mail, including faxes, is a necessary function. Every working day, a substantial amount of mail is received. Incoming mail must be sorted and distributed four times a day. The processing of outgoing mail is also essential, with the mailings to States Parties as a significant factor in the overall workload. Since September 1995, a short-term contract has provided the IS Branch with relief for this post. A fixed-term post is essential for the efficient and reliable mail service required by the organisation. An internal assessment of mail processing requirements to handle the interim accommodations identifies the need to compensate the fixed-term mail clerk by another short-term staff to enable mail functions in the Aegon building where the Verification [Department] will reside, accounting for more staff that was handled in the PTS by one mail clerk.

                                     1997          1998       
Salaries and CSC (21)                  2,129,300      2,776,500  
 No      Grade                       Post                     
1      P-5        Head of Branch                              
1*     GS-OL      Administrative Assistant                    
Network and Systems Section                                  
1      P-4        Head of Network and Systems Section         
1      P-3        Network and Systems Associate Officer       
1      GS-PL      Network Administration Support Assistant    
1*     GS-PL      Telecommunications Technician               
1*     GS-PL      PC Technician                               
Systems Application Section                                  
1      P-4        Head of Systems Application Section         
1*     P-3        Database Administration Officer             
1*     P-3        Applications Programming Officer            
                  (Security Non-Critical)                     
1*     P-3        Applications Programming Officer            
                  (Security Critical)                         
1*     P-3        Document Management Applications Officer    
1      P-2        Applications Training Officer               
1      GS-OL      Applications Support Clerk                  
Systems Security Section                                     
1      P-4        Information Security Officer                
Archives, Document Management and Library Section            
1      P-2        Head of Archives, Document Management and   
                  Library Section                             
1      GS-OL      Archivist Clerk                             
1      GS-OL      Library Clerk                               
1      GS-OL      Document Management Clerk                   
1      GS-OL      Document Management Clerk                   
1*     GS-OL      Mail Clerk                                  
21                                                            

2.6.